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Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$421M
AUM Growth
-$512M
Cap. Flow
-$532M
Cap. Flow %
-126.45%
Top 10 Hldgs %
69.09%
Holding
83
New
11
Increased
2
Reduced
19
Closed
9

Top Buys

Rank Stock Value
1
TKKSU
TKK Symphony Acquisition Corporation Unit
TKKSU
+$4.79M
2
USWS
U.S. Well Services, Inc. Class A Common Stock
USWS
+$3M
3
FMCIU
Forum Merger II Corporation Unit
FMCIU
+$1.62M
4
CCC.U
Churchill Capital Corp
CCC.U
+$1.52M
5
BBCP icon
Concrete Pumping Holdings
BBCP
+$1.18M

Top Sells

Rank Stock Value
1
MPACU
Matlin & Partners Acquisition Corporation Units
MPACU
+$3.67M
2
INDUU
Industrea Acquisition Corp. Unit
INDUU
+$3.12M
3
GPAQU
Gordon Pointe Acquisition Corp. Unit
GPAQU
+$1.48M
4
BROGU
Twelve Seas Investment Company Units
BROGU
+$1.44M
5
VTIQU
VectoIQ Acquisition Corp. Unit
VTIQU
+$1.32M

Sector Composition

Rank Sector Weight
1 Energy 0.79%
2 Industrials 0.28%
3 Communication Services 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSCWW
51
DELISTED
WillScot Corporation Warrant
WSCWW
– –
-233,140
Closed -$514K
MPACU
52
DELISTED
Matlin & Partners Acquisition Corporation Units
MPACU
– –
-349,800
Closed -$3.67M
1 2
3

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AGP
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Castle Creek Arbitrage's Q3 2018 Portfolio in Review

As of Q3 2018, Castle Creek Arbitrage held 83 positions worth $421M, down 55% from $932M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Castle Creek Arbitrage withdrew a net $532M in Q3 2018, closing 9 positions and reducing 19 holdings. Its most notable exit was Matlin & Partners Acquisition Corporation Units, an estimated $3.67M position sold in full.

By sector, the portfolio is most concentrated in Energy at 0.79% of assets, up from 0.03% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Castle Creek Arbitrage opened a new position in TKK Symphony Acquisition Corporation Unit worth $4.8M.

  • Castle Creek Arbitrage's largest Q3 2018 buy was TKK Symphony Acquisition Corporation Unit: 475,000 shares worth $4.8M.
  • Castle Creek Arbitrage added most to Industrea Acquisition Corp. Warrant in Q3 2018, an estimated $91.1K increase.
  • Castle Creek Arbitrage's biggest Q3 2018 reduction was Gordon Pointe Acquisition Corp. Unit, cutting an estimated $1.48M.
  • Castle Creek Arbitrage fully exited Matlin & Partners Acquisition Corporation Units in Q3 2018, selling an estimated $3.67M.
  • Castle Creek Arbitrage's ten largest holdings make up 69% of its $421M portfolio in Q3 2018.
  • Castle Creek Arbitrage opened 11 new positions and closed 9 in Q3 2018.
  • Castle Creek Arbitrage's portfolio value fell 55% quarter-over-quarter to $421M.

Based on Castle Creek Arbitrage's 13F filing for Q3 2018, filed 22 Oct 2018.