CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.34B
AUM Growth
+$108M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
91
New
Increased
Reduced
Closed

Top Buys

1
+$5.04M
2
+$3.52M
3
+$2.53M
4
OPESU
Opes Acquisition Corp. Unit
OPESU
+$2.26M
5
TIBRU
Tiberius Acquisition Corporation Units
TIBRU
+$2.01M

Top Sells

1
+$5.36M
2
+$4.21M
3
+$4.1M
4
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$2.9M
5
TPGE.U
TPG Pace Energy Holdings Corp.
TPGE.U
+$1.53M

Sector Composition

1 Communication Services 0.55%
2 Energy 0.2%
3 Healthcare 0.06%
4 Technology 0.04%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
– –
-81,700
52
– –
-87,290
53
– –
-391,000
54
– –
-156,299
55
– –
0
1 2
3