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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+1.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.14B
AUM Growth
-$672M
Cap. Flow
-$890M
Cap. Flow %
-78.37%
Top 10 Hldgs %
28.95%
Holding
825
New
136
Increased
16
Reduced
26
Closed
290

Top Buys

Rank Stock Value
1
ENTF
Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares
ENTF
+$15.5M
2
IVCB
Investcorp Europe Acquisition Corp I Class A Ordinary Shares
IVCB
+$15.3M
3
TLGY
TLGY Acquisition Corporation Class A Ordinary Share
TLGY
+$14M
4
ZPTA
Zapata Computing Holdings Inc. Common Stock
ZPTA
+$10.9M
5
GEEX
Games & Esports Experience Acquisition Corp. Class A Ordinary Shares
GEEX
+$9.19M

Top Sells

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$20.8M
2
AAGR
African Agriculture Holdings Inc
AAGR
+$19.5M
3
SCAQ
Stratim Cloud Acquisition Corp. Class A Common Stock
SCAQ
+$17.1M
4
SEPA
SEP Acquisition Corp Class A Common Stock
SEPA
+$16.9M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.5M

Sector Composition

Rank Sector Weight
1 Financials 52.91%
2 Technology 5.1%
3 Industrials 3.06%
4 Materials 2.42%
5 Healthcare 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KAHC.WS
701
DELISTED
KKR Acquisition Holdings I Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
KAHC.WS
– –
-67,218
Closed -$8K
FTCVW
702
DELISTED
FinTech Acquisition Corp. V Warrant
FTCVW
– –
-16,666
Closed -$1K
CLIM
703
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
– –
-10,000
Closed -$99K
OEPW
704
DELISTED
One Equity Partners Open Water I Corp. Class A Common Stock
OEPW
– –
-199,998
Closed -$1.97M
OEPWW
705
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
– –
-66,666
Closed -$4K
ZWRK
706
DELISTED
Z-Work Acquisition Corp. Class A Common Stock
ZWRK
– –
-299,997
Closed -$2.96M
ZWRKW
707
DELISTED
Z-Work Acquisition Corp. Warrant
ZWRKW
– –
-99,999
Closed -$3K
FSSI
708
DELISTED
Fortistar Sustainable Solutions Corp. Class A Common Stock
FSSI
– –
-1,346,878
Closed -$13.3M
FSSIW
709
DELISTED
Fortistar Sustainable Solutions Corp. Warrant
FSSIW
– –
-673,439
Closed -$54K
CLRM
710
DELISTED
Clarim Acquisition Corp. Class A Common Stock
CLRM
– –
-544,416
Closed -$5.37M
CLRMW
711
DELISTED
Clarim Acquisition Corp. Warrant
CLRMW
– –
-181,472
Closed -$6K
HTPA
712
DELISTED
Highland Transcend Partners I Corp.
HTPA
– –
-224,361
Closed -$2.23M
MACC
713
DELISTED
Mission Advancement Corp.
MACC
– –
-328,999
Closed -$3.23M
REVH
714
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
– –
-101,990
Closed -$1M
REVHW
715
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Warrant.
REVHW
– –
-20,398
Closed -$1K
CND.WS
716
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
– –
-47,530
Closed -$28K
NDACW
717
DELISTED
NightDragon Acquisition Corp. Warrants to purchase Class A common stock
NDACW
– –
-50,000
Closed -$5K
NDAC
718
DELISTED
NightDragon Acquisition Corp. Class A Common stock
NDAC
– –
-250,000
Closed -$2.46M
ACII
719
DELISTED
Atlas Crest Investment Corp. II
ACII
– –
-99,996
Closed -$985K
SWET
720
DELISTED
Athlon Acquisition Corp. Class A Common stock
SWET
– –
-799,998
Closed -$7.9M
TMAC
721
DELISTED
The Music Acquisition Corporation
TMAC
– –
-19,998
Closed -$197K
SWETW
722
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
– –
-399,999
Closed -$14K
TSIBW
723
DELISTED
Tishman Speyer Innovation Corp. II Warrant
TSIBW
– –
-30,000
Closed -$2K
TSIB
724
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
– –
-328,274
Closed -$3.23M
CRU
725
DELISTED
Crucible Acquisition Corporation
CRU
– –
-99,996
Closed -$995K
27 28
29
30 31

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Castle Creek Arbitrage's Q4 2022 Portfolio in Review

As of Q4 2022, Castle Creek Arbitrage held 825 positions worth $1.14B, down 37% from $1.81B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Castle Creek Arbitrage withdrew a net $890M in Q4 2022, closing 290 positions and reducing 26 holdings. Its most notable exit was Social Capital Hedosophia Holdings Corp. VI, an estimated $20.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 53% of assets, up from 47% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares worth $15.6M.

  • Castle Creek Arbitrage's largest Q4 2022 buy was Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares: 1,518,740 shares worth $15.6M.
  • Castle Creek Arbitrage added most to TLGY Acquisition Corporation Class A Ordinary Share in Q4 2022, an estimated $14M increase.
  • Castle Creek Arbitrage's biggest Q4 2022 reduction was Focus Impact BH3 Acquisition Company Class A Common Stock, cutting an estimated $14.8M.
  • Castle Creek Arbitrage fully exited Social Capital Hedosophia Holdings Corp. VI in Q4 2022, selling an estimated $20.8M.
  • Castle Creek Arbitrage's ten largest holdings make up 29% of its $1.14B portfolio in Q4 2022.
  • Castle Creek Arbitrage opened 136 new positions and closed 290 in Q4 2022.
  • Castle Creek Arbitrage's portfolio value fell 37% quarter-over-quarter to $1.14B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2022, filed 14 Feb 2023.