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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQRX
701
DELISTED
EQRx, Inc. Common Stock
EQRX
– –
-200,000
Closed -$1.98M
FATH
702
DELISTED
Fathom Digital Manufacturing Corporation
FATH
– –
-30,505
Closed -$6.01M
CCAIU
703
DELISTED
Cascadia Acquisition Corp. Unit
CCAIU
– –
-1,485,000
Closed -$14.6M
APPHW
704
DELISTED
AppHarvest, Inc. Warrants
APPHW
– –
-205,323
Closed -$280K
BBLN
705
DELISTED
Babylon Holdings Limited
BBLN
– –
-16,000
Closed -$3.99M
MLAC
706
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
– –
-10,084
Closed -$100K
LITTU
707
DELISTED
Logistics Innovation Technologies Corp. Units
LITTU
– –
-350,000
Closed -$3.47M
RONI.U
708
DELISTED
Rice Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RONI.U
– –
-50,000
Closed -$515K
PEAR
709
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
– –
-349,998
Closed -$3.47M
FPAC
710
DELISTED
Far Peak Acquisition Corporation
FPAC
– –
-50,011
Closed -$498K
SVFA
711
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
– –
-10,000
Closed -$98K
FINMW
712
DELISTED
Marlin Technology Corporation Warrant
FINMW
– –
-30,793
Closed -$25K
DRAYU
713
DELISTED
Macondray Capital Acquisition Corp. I Unit
DRAYU
– –
-782,500
Closed -$7.81M
CORZ
714
DELISTED
Core Scientific, Inc. Common Stock
CORZ
– –
-157,136
Closed -$1.59M
HUGS
715
DELISTED
USHG Acquisition Corp.
HUGS
– –
-49,995
Closed -$484K
EDNCU
716
DELISTED
Endurance Acquisition Corp. Unit
EDNCU
– –
-980,000
Closed -$9.75M
RVACU
717
DELISTED
Riverview Acquisition Corp. Unit
RVACU
– –
-2,490,000
Closed -$24.7M
EMBK
718
DELISTED
Embark Technology, Inc. Common Stock
EMBK
– –
-15,468
Closed -$3.07M
RDBX
719
DELISTED
Redbox Entertainment Inc. Class A Common Stock
RDBX
– –
-450,000
Closed -$4.53M
ENJY
720
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
– –
-158,252
Closed -$1.58M
GGPI
721
DELISTED
Gores Guggenheim, Inc. Class A Common Stock
GGPI
– –
-90,000
Closed -$918K
SEAH.WS
722
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
– –
-24,999
Closed -$59K
ATHN.WS
723
DELISTED
Athena Technology Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one shar
ATHN.WS
– –
-303,477
Closed -$413K
ASTRW
724
DELISTED
Astra Space, Inc. Warrant
ASTRW
– –
-237,335
Closed -$564K
ATMR.WS
725
DELISTED
Altimar Acquisition Corp II Warrants
ATMR.WS
– –
-152,523
Closed -$160K
27 28
29
30 31

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.