CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
768
New
Increased
Reduced
Closed

Top Buys

1
+$24.7M
2
+$23.8M
3
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

1
+$21M
2
+$16M
3
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

1 Financials 36.72%
2 Technology 5.5%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
701
– –
-300,000
702
– –
-150,200
703
– –
-541,430
704
– –
-64,257
705
– –
-257,028
706
– –
-250,000
707
– –
-171,395
708
– –
-562,937
709
– –
-348,838
710
– –
-400,197
711
– –
-49,052
712
– –
-100,100
713
– –
-1,014,598
714
– –
-400,000
715
– –
-344,866
716
– –
-510,838
717
– –
-200,000
718
– –
-287,500
719
– –
-345,153
720
– –
-47,499
721
– –
-27,186
722
– –
-65,362
723
– –
-91,611
724
– –
-30,644
725
– –
-140,000
26 27 28
29
30