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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLMDW
676
DELISTED
SOC Telemed, Inc. Warrants
TLMDW
$3K ﹤0.01%
24,700
– –
AUR icon
677
Aurora
AUR
$11.7B
– –
-10,000
Closed -$99K
BZFD icon
678
BuzzFeed
BZFD
$99M
– –
-165,872
Closed -$6.58M
GPGI
679
GPGI Inc
GPGI
$3.87B
– –
-790,881
Closed -$6.64M
DAVE icon
680
Dave Inc
DAVE
$4.82B
– –
-2,909
Closed -$923K
NVTS icon
681
Navitas Semiconductor
NVTS
$2.54B
– –
-565,709
Closed -$5.65M
PCTTW
682
PureCycle Technologies Inc Warrant
PCTTW
$9.5M
– –
-322,839
Closed -$1.66M
PIII icon
683
P3 Health Partners
PIII
$34.9M
– –
-7,458
Closed -$3.68M
PL icon
684
Planet Labs
PL
$6.94B
– –
-50,000
Closed -$496K
RGTI icon
685
Rigetti Computing
RGTI
$4.39B
– –
-347,972
Closed -$3.39M
RGTIW icon
686
Rigetti Computing Warrants
RGTIW
$106M
– –
-86,993
Closed -$70K
RUM icon
687
RUM Group Inc
RUM
$1.56B
– –
-200,000
Closed -$1.94M
SES icon
688
SES AI
SES
$187M
– –
-49,998
Closed -$495K
TOI icon
689
The Oncology Institute
TOI
$477M
– –
-163,847
Closed -$1.63M
TOIIW
690
The Oncology Institute Warrant
TOIIW
$4.35M
– –
-22,000
Closed -$31K
PDYN icon
691
Palladyne AI
PDYN
$228M
– –
-2,128
Closed -$99K
LUCK
692
Lucky Strike Entertainment
LUCK
$959M
– –
-159,840
Closed -$1.59M
AMPS
693
DELISTED
Altus Power
AMPS
– –
-150,000
Closed -$1.49M
CTV
694
DELISTED
Innovid Corp.
CTV
– –
-19,984
Closed -$198K
VLD
695
DELISTED
Velo3D, Inc.
VLD
– –
-3,814
Closed -$1.12M
SEPAU
696
DELISTED
SEP Acquisition Corp Unit
SEPAU
– –
-1,732,500
Closed -$17.4M
DWACU
697
DELISTED
Digital World Acquisition Corp. Units
DWACU
– –
-813,247
Closed -$8.23M
SLGCW
698
DELISTED
SomaLogic, Inc. Warrant
SLGCW
– –
-16,798
Closed -$54K
VCXAU
699
DELISTED
10X Capital Venture Acquisition Corp II Unit
VCXAU
– –
-1,980,000
Closed -$19.7M
HWELU
700
DELISTED
Healthwell Acquisition Corp. I Unit
HWELU
– –
-2,400,000
Closed -$23.7M
26 27
28
29 30

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.