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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+1.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.14B
AUM Growth
-$672M
Cap. Flow
-$890M
Cap. Flow %
-78.37%
Top 10 Hldgs %
28.95%
Holding
825
New
136
Increased
16
Reduced
26
Closed
290

Top Buys

Rank Stock Value
1
ENTF
Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares
ENTF
+$15.5M
2
IVCB
Investcorp Europe Acquisition Corp I Class A Ordinary Shares
IVCB
+$15.3M
3
TLGY
TLGY Acquisition Corporation Class A Ordinary Share
TLGY
+$14M
4
ZPTA
Zapata Computing Holdings Inc. Common Stock
ZPTA
+$10.9M
5
GEEX
Games & Esports Experience Acquisition Corp. Class A Ordinary Shares
GEEX
+$9.19M

Top Sells

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$20.8M
2
AAGR
African Agriculture Holdings Inc
AAGR
+$19.5M
3
SCAQ
Stratim Cloud Acquisition Corp. Class A Common Stock
SCAQ
+$17.1M
4
SEPA
SEP Acquisition Corp Class A Common Stock
SEPA
+$16.9M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.5M

Sector Composition

Rank Sector Weight
1 Financials 52.91%
2 Technology 5.1%
3 Industrials 3.06%
4 Materials 2.42%
5 Healthcare 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCIIW
651
DELISTED
Hudson Executive Investment Corp. II Warrant
HCIIW
– –
-24,999
Closed -$1K
HCII
652
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
– –
-99,996
Closed -$986K
HIII
653
DELISTED
Hudson Executive Investment Corp. III Class A Common Stock
HIII
– –
-49,995
Closed -$492K
IIII
654
DELISTED
INSU Acquisition Corp. III Class A Common Stock
IIII
– –
-435,729
Closed -$4.34M
SCOAW
655
DELISTED
ScION Tech Growth I Warrant
SCOAW
– –
-83,332
Closed -$2K
SCOA
656
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
– –
-249,996
Closed -$2.49M
IIIIW
657
DELISTED
INSU Acquisition Corp. III Warrant
IIIIW
– –
-145,243
Closed -$6K
SHQAU
658
DELISTED
Shelter Acquisition Corporation I Units
SHQAU
– –
-300,000
Closed -$2.97M
ARGUU
659
DELISTED
Argus Capital Corp. Unit
ARGUU
– –
-250,000
Closed -$2.52M
COLIW
660
DELISTED
Colicity Inc. Warrant
COLIW
– –
-313,606
Closed -$15K
FLYA.U
661
DELISTED
SOAR Technology Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
FLYA.U
– –
-750,000
Closed -$7.7M
COVAW
662
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
– –
-606,170
Closed -$15K
COVA
663
DELISTED
COVA Acquisition Corp. Class A Ordinary Share
COVA
– –
-1,212,340
Closed -$12.1M
COLI
664
DELISTED
Colicity Inc. Class A Common Stock
COLI
– –
-1,000,065
Closed -$9.83M
VELOW
665
DELISTED
Velocity Acquisition Corp. Warrant
VELOW
– –
-39,933
Closed -$2K
VELO
666
DELISTED
Velocity Acquisition Corp. Class A Common Stock
VELO
– –
-19,995
Closed -$197K
FACA.WS
667
DELISTED
Figure Acquisition Corp. I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
FACA.WS
– –
-115,686
Closed -$5K
ATA.WS
668
DELISTED
Americas Technology Acquisition Corp.Redeemable Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50
ATA.WS
– –
-96,698
Closed -$3K
KLAQ
669
DELISTED
KL Acquisition Corp Class A Common Stock
KLAQ
– –
-299,994
Closed -$2.97M
KLAQW
670
DELISTED
KL Acquisition Corp Warrant
KLAQW
– –
-99,998
Closed -$5K
ATA
671
DELISTED
Americas Technology Acquisition Corp.
ATA
– –
-201,196
Closed -$2.09M
POND
672
DELISTED
Angel Pond Holdings Corporation
POND
– –
-99,996
Closed -$983K
POND.WS
673
DELISTED
Angel Pond Holdings Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
POND.WS
– –
-33,231
Closed -$8K
GHAC
674
DELISTED
Gaming & Hospitality Acquisition Corp. Class A Common Stock
GHAC
– –
-119,997
Closed -$1.18M
GTPA
675
DELISTED
Gores Technology Partners, Inc. Class A Common Stock
GTPA
– –
-20,000
Closed -$197K
25 26
27
28 29

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Castle Creek Arbitrage's Q4 2022 Portfolio in Review

As of Q4 2022, Castle Creek Arbitrage held 825 positions worth $1.14B, down 37% from $1.81B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Castle Creek Arbitrage withdrew a net $890M in Q4 2022, closing 290 positions and reducing 26 holdings. Its most notable exit was Social Capital Hedosophia Holdings Corp. VI, an estimated $20.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 53% of assets, up from 47% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares worth $15.6M.

  • Castle Creek Arbitrage's largest Q4 2022 buy was Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares: 1,518,740 shares worth $15.6M.
  • Castle Creek Arbitrage added most to TLGY Acquisition Corporation Class A Ordinary Share in Q4 2022, an estimated $14M increase.
  • Castle Creek Arbitrage's biggest Q4 2022 reduction was Focus Impact BH3 Acquisition Company Class A Common Stock, cutting an estimated $14.8M.
  • Castle Creek Arbitrage fully exited Social Capital Hedosophia Holdings Corp. VI in Q4 2022, selling an estimated $20.8M.
  • Castle Creek Arbitrage's ten largest holdings make up 29% of its $1.14B portfolio in Q4 2022.
  • Castle Creek Arbitrage opened 136 new positions and closed 290 in Q4 2022.
  • Castle Creek Arbitrage's portfolio value fell 37% quarter-over-quarter to $1.14B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2022, filed 14 Feb 2023.