We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.81B
AUM Growth
-$24.4M
Cap. Flow
-$409M
Cap. Flow %
-22.65%
Top 10 Hldgs %
22.27%
Holding
761
New
86
Increased
19
Reduced
13
Closed
71

Top Buys

Rank Stock Value
1
BHAC
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
+$19.6M
2
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$18.8M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$12.7M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$12.3M
5
AEAE
AltEnergy Acquisition Corp
AEAE
+$11.2M

Top Sells

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.5M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$20M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.6M
4
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M
5
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$16.4M

Sector Composition

Rank Sector Weight
1 Financials 46.86%
2 Technology 3.05%
3 Healthcare 2.26%
4 Consumer Staples 1.08%
5 Industrials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLAS.WS
651
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$2K ﹤0.01%
163,493
– –
SWVLW icon
652
Swvl Holdings Corp Warrant
SWVLW
$143K
$1K ﹤0.01%
20,805
– –
CSTA.WS
653
DELISTED
Constellation Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CSTA.WS
$1K ﹤0.01%
23,333
– –
FRXB.WS
654
DELISTED
Forest Road Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FRXB.WS
$1K ﹤0.01%
20,000
– –
FTAAW
655
DELISTED
FTAC Athena Acquisition Corp. Warrant
FTAAW
$1K ﹤0.01%
16,689
– –
PACXW
656
DELISTED
Pioneer Merger Corp. Warrant
PACXW
$1K ﹤0.01%
66,666
– –
KAIRW
657
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
$1K ﹤0.01%
24,900
– –
GNACW
658
DELISTED
Group Nine Acquisition Corp. Warrant
GNACW
$1K ﹤0.01%
18,533
– –
HCIIW
659
DELISTED
Hudson Executive Investment Corp. II Warrant
HCIIW
$1K ﹤0.01%
24,999
– –
GHACW
660
DELISTED
Gaming & Hospitality Acquisition Corp. Warrants
GHACW
$1K ﹤0.01%
39,999
– –
DHBCW
661
DELISTED
DHB Capital Corp. Warrant
DHBCW
$1K ﹤0.01%
31,172
– –
FTCVW
662
DELISTED
FinTech Acquisition Corp. V Warrant
FTCVW
$1K ﹤0.01%
16,666
– –
REVHW
663
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Warrant.
REVHW
$1K ﹤0.01%
20,398
– –
FRWAW
664
DELISTED
PWP Forward Acquisition Corp. I Warrant
FRWAW
$1K ﹤0.01%
10,000
– –
HUGS.WS
665
DELISTED
USHG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
HUGS.WS
$1K ﹤0.01%
16,665
– –
HTPA.WS
666
DELISTED
Highland Transcend Partners I Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HTPA.WS
$1K ﹤0.01%
34,787
– –
HAACW
667
DELISTED
Health Assurance Acquisition Corp. Warrants
HAACW
$1K ﹤0.01%
25,000
– –
ACII.WS
668
DELISTED
Atlas Crest Investment Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
ACII.WS
$1K ﹤0.01%
24,999
– –
MACC.WS
669
DELISTED
Mission Advancement Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
MACC.WS
$1K ﹤0.01%
33,333
– –
LFTRW
670
DELISTED
Lefteris Acquisition Corp. Warrant
LFTRW
$1K ﹤0.01%
60,158
– –
SBII.WS
671
DELISTED
Sandbridge X2 Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
SBII.WS
$1K ﹤0.01%
24,281
– –
BURU
672
DELISTED
NUBURU INC
BURU
– –
-6,014
Closed -$11.9M
XBP icon
673
XBP Global Holdings
XBP
$40M
– –
-6,991
Closed -$707K
ALSAU
674
DELISTED
Alpha Star Acquisition Corp Units
ALSAU
– –
-100,000
Closed -$1.01M
BCSAU
675
DELISTED
Blockchain Coinvestors Acquisition Corp. I Unit
BCSAU
– –
-700,000
Closed -$6.99M
25 26
27
28 29

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Creek Arbitrage held 761 positions worth $1.81B, down 1.3% from $1.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Creek Arbitrage withdrew a net $409M in Q3 2022, closing 71 positions and reducing 13 holdings. Its most notable exit was Riverview Acquisition Corp. Class A Common Stock, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Focus Impact BH3 Acquisition Company Class A Common Stock worth $19.7M.

  • Castle Creek Arbitrage's largest Q3 2022 buy was Focus Impact BH3 Acquisition Company Class A Common Stock: 1,980,000 shares worth $19.7M.
  • Castle Creek Arbitrage added most to Austerlitz Acquisition Corporation II in Q3 2022, an estimated $8.32M increase.
  • Castle Creek Arbitrage's biggest Q3 2022 reduction was Qiagen, cutting an estimated $908K.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.5M.
  • Castle Creek Arbitrage's ten largest holdings make up 22% of its $1.81B portfolio in Q3 2022.
  • Castle Creek Arbitrage opened 86 new positions and closed 71 in Q3 2022.
  • Castle Creek Arbitrage's portfolio value fell 1.3% quarter-over-quarter to $1.81B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.