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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFRWW
651
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$19K ﹤0.01%
31,601
– –
RONI.WS
652
DELISTED
Rice Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
RONI.WS
$19K ﹤0.01%
+12,499
New +$19.4K
FTAAW
653
DELISTED
FTAC Athena Acquisition Corp. Warrant
FTAAW
$19K ﹤0.01%
16,689
– –
DHBCW
654
DELISTED
DHB Capital Corp. Warrant
DHBCW
$19K ﹤0.01%
31,172
– –
TINV.WS
655
DELISTED
Tiga Acquisition Corp. Warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
TINV.WS
$18K ﹤0.01%
25,000
– –
CFFVW
656
DELISTED
CF Acquisition Corp. V Warrant
CFFVW
$18K ﹤0.01%
33,333
– –
HCIIW
657
DELISTED
Hudson Executive Investment Corp. II Warrant
HCIIW
$17K ﹤0.01%
24,999
– –
SLACW
658
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$16K ﹤0.01%
18,749
– –
FRXB.WS
659
DELISTED
Forest Road Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FRXB.WS
$16K ﹤0.01%
20,000
– –
PRPC.WS
660
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$16K ﹤0.01%
14,999
– –
MACC.WS
661
DELISTED
Mission Advancement Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
MACC.WS
$16K ﹤0.01%
33,333
– –
CLNNW
662
DELISTED
Clene Inc Warrant
CLNNW
$15K ﹤0.01%
33,876
– –
CSTA.WS
663
DELISTED
Constellation Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CSTA.WS
$15K ﹤0.01%
23,333
– –
REVHW
664
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Warrant.
REVHW
$15K ﹤0.01%
20,398
– –
EQRXW
665
DELISTED
EQRx, Inc. Warrant
EQRXW
$14K ﹤0.01%
13,321
-26,679
-67% -$48.8K
SBII.WS
666
DELISTED
Sandbridge X2 Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
SBII.WS
$14K ﹤0.01%
24,281
– –
XOSWW
667
Xos Inc Warrants
XOSWW
$16.2K
$13K ﹤0.01%
33,333
– –
OACB.WS
668
DELISTED
Oaktree Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary share
OACB.WS
$13K ﹤0.01%
12,499
– –
GMBTW
669
DELISTED
Pivotal Holdings Corp Warrant
GMBTW
$13K ﹤0.01%
20,805
– –
KAIRW
670
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
$12K ﹤0.01%
24,900
– –
STRDW
671
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$11K ﹤0.01%
91,380
– –
GNACW
672
DELISTED
Group Nine Acquisition Corp. Warrant
GNACW
$9K ﹤0.01%
18,533
– –
BRMK.WS
673
DELISTED
Broadmark Realty Capital Inc. Warrants, each exercisable for one fourth (1/4th) share of Common Stock at an exercise price of $2.875 per quarter share
BRMK.WS
$8K ﹤0.01%
91,312
– –
FRWAW
674
DELISTED
PWP Forward Acquisition Corp. I Warrant
FRWAW
$8K ﹤0.01%
10,000
– –
MVLAW
675
DELISTED
Movella Holdings Inc. Warrant
MVLAW
$7K ﹤0.01%
11,209
-8,790
-44% -$7.61K
25 26
27
28 29

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.