We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHIL
651
DELISTED
Benson Hill, Inc.
BHIL
– –
-4,241
Closed -$1.47M
SHPW
652
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
– –
-56,200
Closed -$4.5M
GPACU
653
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
– –
-47,743
Closed -$473K
MIMO
654
DELISTED
Airspan Networks Holdings Inc
MIMO
– –
-251,123
Closed -$2.51M
DHCAU
655
DELISTED
DHC Acquisition Corp. Unit
DHCAU
– –
-40,403
Closed -$406K
BYTSU
656
DELISTED
BYTE Acquisition Corp. Units
BYTSU
– –
-293,558
Closed -$2.98M
IPVF.WS
657
DELISTED
InterPrivate III Financial Partners Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
IPVF.WS
– –
-16,000
Closed -$18K
CZOO
658
DELISTED
Cazoo Group Ltd
CZOO
– –
-238
Closed -$4.73M
PRPC.U
659
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
– –
-75,000
Closed -$749K
CCV.WS
660
DELISTED
Churchill Capital Corp V Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCV.WS
– –
-101,249
Closed -$209K
SUNL
661
DELISTED
Sunlight Financial Holdings, Inc.
SUNL
– –
-67,384
Closed -$13.4M
SDACU
662
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
– –
-613,239
Closed -$6.23M
BGRY
663
DELISTED
Berkshire Grey, Inc. Class A Common Stock
BGRY
– –
-1,055,619
Closed -$10.5M
CLBR.U
664
DELISTED
Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
CLBR.U
– –
-300,000
Closed -$2.97M
BRIVU
665
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
– –
-425,000
Closed -$4.23M
SKYAU
666
DELISTED
Skydeck Acquisition Corp. Units
SKYAU
– –
-1,184,359
Closed -$11.8M
VLTA
667
DELISTED
Volta Inc.
VLTA
– –
-87,726
Closed -$880K
DHHCU
668
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
– –
-251,500
Closed -$2.5M
LDHAU
669
DELISTED
LDH Growth Corp I Units
LDHAU
– –
-81,100
Closed -$811K
IBER.U
670
DELISTED
Ibere Pharmaceuticals Units, each consisting of one Class A ordinary share and one-half of one Redeemable Warrant
IBER.U
– –
-253,446
Closed -$2.54M
FTAAU
671
DELISTED
FTAC Athena Acquisition Corp. Unit
FTAAU
– –
-66,761
Closed -$681K
LJAQU
672
DELISTED
LightJump Acquisition Corporation Unit
LJAQU
– –
-591,722
Closed -$5.98M
SPTKU
673
DELISTED
SportsTek Acquisition Corp. Unit
SPTKU
– –
-146,429
Closed -$1.46M
FPAC.WS
674
DELISTED
Far Peak Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
FPAC.WS
– –
-33,332
Closed -$47K
DILAU
675
DELISTED
DILA Capital Acquisition Corp. Unit
DILAU
– –
-199,699
Closed -$2.01M
25 26
27
28 29

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.