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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.81B
AUM Growth
-$24.4M
Cap. Flow
-$409M
Cap. Flow %
-22.65%
Top 10 Hldgs %
22.27%
Holding
761
New
86
Increased
19
Reduced
13
Closed
71

Top Buys

Rank Stock Value
1
BHAC
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
+$19.6M
2
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$18.8M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$12.7M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$12.3M
5
AEAE
AltEnergy Acquisition Corp
AEAE
+$11.2M

Top Sells

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.5M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$20M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.6M
4
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M
5
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$16.4M

Sector Composition

Rank Sector Weight
1 Financials 46.86%
2 Technology 3.05%
3 Healthcare 2.26%
4 Consumer Staples 1.08%
5 Industrials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIOTW
626
DELISTED
Biotech Acquisition Company Warrant
BIOTW
$3K ﹤0.01%
50,000
– –
DNZ.WS
627
DELISTED
D and Z Media Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
DNZ.WS
$3K ﹤0.01%
100,703
– –
ATA.WS
628
DELISTED
Americas Technology Acquisition Corp.Redeemable Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50
ATA.WS
$3K ﹤0.01%
96,698
– –
LGV.WS
629
DELISTED
Longview Acquisition Corp. II Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
LGV.WS
$3K ﹤0.01%
41,859
– –
FCAX.WS
630
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
$3K ﹤0.01%
41,400
– –
ZWRKW
631
DELISTED
Z-Work Acquisition Corp. Warrant
ZWRKW
$3K ﹤0.01%
99,999
– –
TWNI.WS
632
DELISTED
Tailwind International Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TWNI.WS
$3K ﹤0.01%
137,352
– –
ATAQ.WS
633
DELISTED
Altimar Acquisition Corp III Warrants
ATAQ.WS
$3K ﹤0.01%
25,000
– –
TSPQ.WS
634
DELISTED
TCW Special Purpose Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TSPQ.WS
$3K ﹤0.01%
54,383
– –
LHC.WS
635
DELISTED
Leo Holdings Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
LHC.WS
$3K ﹤0.01%
112,499
– –
CDIOW icon
636
Cardio Diagnostics Holdings Inc Warrant
CDIOW
$730K
$2K ﹤0.01%
16,700
-8,300
-33% -$1.17K
CSSEL
637
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Warrant
CSSEL
$2K ﹤0.01%
+27,627
New +$2.8K
COOLW
638
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$2K ﹤0.01%
111,342
– –
EMBKW
639
DELISTED
Embark Technology, Inc. Warrants
EMBKW
$2K ﹤0.01%
24,444
– –
VPCBW
640
DELISTED
VPC Impact Acquisition Holdings II Warrant
VPCBW
$2K ﹤0.01%
35,175
– –
FRSGW
641
DELISTED
First Reserve Sustainable Growth Corp. Warrant
FRSGW
$2K ﹤0.01%
28,125
– –
LGACW
642
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
$2K ﹤0.01%
59,999
– –
POWRW
643
DELISTED
Powered Brands Warrants
POWRW
$2K ﹤0.01%
33,433
– –
SPTKW
644
DELISTED
SportsTek Acquisition Corp. Warrant
SPTKW
$2K ﹤0.01%
66,806
– –
SCOAW
645
DELISTED
ScION Tech Growth I Warrant
SCOAW
$2K ﹤0.01%
83,332
– –
VELOW
646
DELISTED
Velocity Acquisition Corp. Warrant
VELOW
$2K ﹤0.01%
39,933
– –
TSIBW
647
DELISTED
Tishman Speyer Innovation Corp. II Warrant
TSIBW
$2K ﹤0.01%
30,000
– –
CRHC.WS
648
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
$2K ﹤0.01%
100,000
– –
SPGS.WS
649
DELISTED
Simon Property Group Acquisition Holdings, Inc. Warrants, each exercisable for one Class A common stock at an exercise price of $11.50 per share
SPGS.WS
$2K ﹤0.01%
34,998
– –
TMPMW
650
DELISTED
Turmeric Acquisition Corp. Warrant
TMPMW
$2K ﹤0.01%
82,585
– –
24 25
26
27 28

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Castle Creek Arbitrage's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Creek Arbitrage held 761 positions worth $1.81B, down 1.3% from $1.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Creek Arbitrage withdrew a net $409M in Q3 2022, closing 71 positions and reducing 13 holdings. Its most notable exit was Riverview Acquisition Corp. Class A Common Stock, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Focus Impact BH3 Acquisition Company Class A Common Stock worth $19.7M.

  • Castle Creek Arbitrage's largest Q3 2022 buy was Focus Impact BH3 Acquisition Company Class A Common Stock: 1,980,000 shares worth $19.7M.
  • Castle Creek Arbitrage added most to Austerlitz Acquisition Corporation II in Q3 2022, an estimated $8.32M increase.
  • Castle Creek Arbitrage's biggest Q3 2022 reduction was Qiagen, cutting an estimated $908K.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.5M.
  • Castle Creek Arbitrage's ten largest holdings make up 22% of its $1.81B portfolio in Q3 2022.
  • Castle Creek Arbitrage opened 86 new positions and closed 71 in Q3 2022.
  • Castle Creek Arbitrage's portfolio value fell 1.3% quarter-over-quarter to $1.81B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.