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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLCRW
626
DELISTED
Silver Crest Acquisition Corporation Warrant
SLCRW
$30K ﹤0.01%
50,000
– –
FLACW
627
DELISTED
Frazier Lifesciences Acquisition Corporation Warrant
FLACW
$29K ﹤0.01%
51,520
– –
TBLAW
628
DELISTED
Taboola.com Ltd Warrant
TBLAW
$28K ﹤0.01%
17,596
– –
RMGCW
629
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$28K ﹤0.01%
34,999
– –
HUGS.WS
630
DELISTED
USHG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
HUGS.WS
$28K ﹤0.01%
16,665
– –
GSMGW
631
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
$26K ﹤0.01%
400,000
– –
POND.WS
632
DELISTED
Angel Pond Holdings Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
POND.WS
$26K ﹤0.01%
33,332
– –
FTCVW
633
DELISTED
FinTech Acquisition Corp. V Warrant
FTCVW
$24K ﹤0.01%
16,666
– –
CRU.WS
634
DELISTED
Crucible Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CRU.WS
$24K ﹤0.01%
33,332
– –
AEVAW
635
DELISTED
Aeva Technologies Warrants
AEVAW
$23K ﹤0.01%
11,953
-110,299
-90% -$245K
FRSGW
636
DELISTED
First Reserve Sustainable Growth Corp. Warrant
FRSGW
$23K ﹤0.01%
28,125
– –
TSIBW
637
DELISTED
Tishman Speyer Innovation Corp. II Warrant
TSIBW
$23K ﹤0.01%
30,000
– –
HIGA.WS
638
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
$23K ﹤0.01%
33,333
– –
ATAQ.WS
639
DELISTED
Altimar Acquisition Corp III Warrants
ATAQ.WS
$22K ﹤0.01%
25,000
– –
SRZNW icon
640
Surrozen Inc Warrant
SRZNW
$36.6K
$21K ﹤0.01%
18,090
– –
TALKW
641
DELISTED
Talkspace Inc Warrant
TALKW
$21K ﹤0.01%
97,500
– –
SPWRW
642
SunPower Inc Warrants
SPWRW
$947K
$21K ﹤0.01%
37,499
– –
GHACW
643
DELISTED
Gaming & Hospitality Acquisition Corp. Warrants
GHACW
$21K ﹤0.01%
39,999
– –
HAACW
644
DELISTED
Health Assurance Acquisition Corp. Warrants
HAACW
$21K ﹤0.01%
25,000
– –
POWRW
645
DELISTED
Powered Brands Warrants
POWRW
$20K ﹤0.01%
33,433
– –
AKICW
646
DELISTED
Sports Ventures Acquisition Corp. Warrant
AKICW
$20K ﹤0.01%
33,332
– –
VELOW
647
DELISTED
Velocity Acquisition Corp. Warrant
VELOW
$20K ﹤0.01%
39,933
– –
ACII.WS
648
DELISTED
Atlas Crest Investment Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
ACII.WS
$20K ﹤0.01%
24,999
– –
ASPCW
649
DELISTED
Alpha Capital Acquisition Co Warrant
ASPCW
$20K ﹤0.01%
24,999
– –
SONDW
650
DELISTED
Sonder Holdings Inc Warrants
SONDW
$19K ﹤0.01%
10,344
– –
24 25
26
27 28

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.