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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.81B
AUM Growth
-$24.4M
Cap. Flow
-$409M
Cap. Flow %
-22.65%
Top 10 Hldgs %
22.27%
Holding
761
New
86
Increased
19
Reduced
13
Closed
71

Top Buys

Rank Stock Value
1
BHAC
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
+$19.6M
2
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$18.8M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$12.7M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$12.3M
5
AEAE
AltEnergy Acquisition Corp
AEAE
+$11.2M

Top Sells

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.5M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$20M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.6M
4
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M
5
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$16.4M

Sector Composition

Rank Sector Weight
1 Financials 46.86%
2 Technology 3.05%
3 Healthcare 2.26%
4 Consumer Staples 1.08%
5 Industrials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RONI.WS
601
DELISTED
Rice Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
RONI.WS
$4K ﹤0.01%
12,499
– –
LDHAW
602
DELISTED
LDH Growth Corp I Warrant
LDHAW
$4K ﹤0.01%
127,876
– –
ANAC.WS
603
DELISTED
Arctos NorthStar Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ANAC.WS
$4K ﹤0.01%
74,998
– –
NVSAW
604
DELISTED
New Vista Acquisition Corp. Warrant
NVSAW
$4K ﹤0.01%
54,492
– –
ASAXW
605
DELISTED
Astrea Acquisition Corp. Warrant
ASAXW
$4K ﹤0.01%
149,899
– –
SSAAW
606
DELISTED
Science Strategic Acquisition Corp. Alpha Warrant
SSAAW
$4K ﹤0.01%
80,825
– –
OEPWW
607
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$4K ﹤0.01%
66,666
– –
PHICW
608
DELISTED
Population Health Investment Co., Inc. Warrant
PHICW
$4K ﹤0.01%
166,666
– –
CHAA.WS
609
DELISTED
Catcha Investment Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CHAA.WS
$4K ﹤0.01%
112,825
– –
TEKKW
610
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$4K ﹤0.01%
180,770
– –
ASAQ.WS
611
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$4K ﹤0.01%
74,999
– –
LDTCW
612
DELISTED
LeddarTech Holdings Inc. Warrants
LDTCW
$3K ﹤0.01%
99,998
– –
PSFE.WS
613
DELISTED
Paysafe Ltd Warrants
PSFE.WS
$3K ﹤0.01%
22,576
-38,058
-63% -$8.61K
KRNLW
614
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$3K ﹤0.01%
112,499
– –
BLUA.WS
615
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$3K ﹤0.01%
58,332
– –
HGASW
616
DELISTED
Global Gas Corporation Warrant
HGASW
$3K ﹤0.01%
75,000
– –
STIXW
617
DELISTED
Semantix, Inc. Warrant
STIXW
$3K ﹤0.01%
+24,999
New +$4.01K
ROSS.WS
618
DELISTED
Ross Acquisition Corp II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
ROSS.WS
$3K ﹤0.01%
33,332
– –
PRPC.WS
619
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$3K ﹤0.01%
14,999
– –
OWLT.WS
620
DELISTED
Owlet, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
OWLT.WS
$3K ﹤0.01%
24,066
-20,710
-46% -$5.19K
CIIGW
621
DELISTED
CIIG Capital Partners II, Inc. Warrant
CIIGW
$3K ﹤0.01%
30,550
– –
LVRAW
622
DELISTED
Levere Holdings Corp. Warrant
LVRAW
$3K ﹤0.01%
83,332
– –
LEGAW
623
DELISTED
Lead Edge Growth Opportunities, Ltd Warrant
LEGAW
$3K ﹤0.01%
65,219
– –
AGGRW
624
DELISTED
Agile Growth Corp Warrant
AGGRW
$3K ﹤0.01%
53,375
– –
HERAW
625
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
$3K ﹤0.01%
37,500
– –
23 24
25
26 27

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Castle Creek Arbitrage's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Creek Arbitrage held 761 positions worth $1.81B, down 1.3% from $1.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Creek Arbitrage withdrew a net $409M in Q3 2022, closing 71 positions and reducing 13 holdings. Its most notable exit was Riverview Acquisition Corp. Class A Common Stock, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Focus Impact BH3 Acquisition Company Class A Common Stock worth $19.7M.

  • Castle Creek Arbitrage's largest Q3 2022 buy was Focus Impact BH3 Acquisition Company Class A Common Stock: 1,980,000 shares worth $19.7M.
  • Castle Creek Arbitrage added most to Austerlitz Acquisition Corporation II in Q3 2022, an estimated $8.32M increase.
  • Castle Creek Arbitrage's biggest Q3 2022 reduction was Qiagen, cutting an estimated $908K.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.5M.
  • Castle Creek Arbitrage's ten largest holdings make up 22% of its $1.81B portfolio in Q3 2022.
  • Castle Creek Arbitrage opened 86 new positions and closed 71 in Q3 2022.
  • Castle Creek Arbitrage's portfolio value fell 1.3% quarter-over-quarter to $1.81B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.