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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVSAW
601
DELISTED
New Vista Acquisition Corp. Warrant
NVSAW
$41K ﹤0.01%
54,492
– –
TRCA.WS
602
DELISTED
Twin Ridge Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TRCA.WS
$39K ﹤0.01%
66,666
– –
SPTKW
603
DELISTED
SportsTek Acquisition Corp. Warrant
SPTKW
$39K ﹤0.01%
66,806
-6,408
-9% -$4.32K
OEPWW
604
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$38K ﹤0.01%
66,666
– –
PEARW
605
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
$37K ﹤0.01%
59,886
-56,780
-49% -$57.6K
ASAQ.WS
606
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$37K ﹤0.01%
74,999
– –
UHGWW
607
DELISTED
United Homes Group Warrant
UHGWW
$36K ﹤0.01%
62,874
– –
HGASW
608
DELISTED
Global Gas Corporation Warrant
HGASW
$36K ﹤0.01%
75,000
– –
BLUA.WS
609
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$35K ﹤0.01%
58,332
– –
VPCBW
610
DELISTED
VPC Impact Acquisition Holdings II Warrant
VPCBW
$35K ﹤0.01%
35,175
– –
AGGRW
611
DELISTED
Agile Growth Corp Warrant
AGGRW
$34K ﹤0.01%
53,375
-13,290
-20% -$10.4K
HERAW
612
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
$34K ﹤0.01%
37,500
– –
LGV.WS
613
DELISTED
Longview Acquisition Corp. II Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
LGV.WS
$34K ﹤0.01%
41,859
– –
HOFVW
614
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
$33K ﹤0.01%
120,619
– –
PMGMW
615
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$33K ﹤0.01%
67,939
-110
-0.2% -$69
FCAX.WS
616
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
$32K ﹤0.01%
41,400
– –
TSPQ.WS
617
DELISTED
TCW Special Purpose Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TSPQ.WS
$32K ﹤0.01%
54,383
– –
AONCW
618
DELISTED
American Oncology Network, Inc. Warrant
AONCW
$31K ﹤0.01%
50,000
– –
FOXO.WS
619
DELISTED
FOXO Technologies Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FOXO.WS
$31K ﹤0.01%
63,399
– –
BIOTW
620
DELISTED
Biotech Acquisition Company Warrant
BIOTW
$31K ﹤0.01%
50,000
– –
RKLY.WS
621
DELISTED
Rockley Photonics Holdings Limited Warrants, each warrant exercisable for one ordinary share at an exercise price of $11.50
RKLY.WS
$31K ﹤0.01%
25,099
-22,400
-47% -$42.5K
MUDSW
622
DELISTED
Mudrick Capital Acquisition Corporation II Warrant
MUDSW
$31K ﹤0.01%
40,000
– –
HIPO.WS
623
DELISTED
Hippo Holdings Inc. Redeemable warrants, each whole warrant exercisable for one twenty-fifth (1/25) share of Common Stock at an exercise price of $287.50 per full share
HIPO.WS
$30K ﹤0.01%
65,362
– –
ROSS.WS
624
DELISTED
Ross Acquisition Corp II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
ROSS.WS
$30K ﹤0.01%
33,332
– –
SPGS.WS
625
DELISTED
Simon Property Group Acquisition Holdings, Inc. Warrants, each exercisable for one Class A common stock at an exercise price of $11.50 per share
SPGS.WS
$30K ﹤0.01%
34,998
– –
23 24
25
26 27

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AGP
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MWM
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LBA
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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.