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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRZNW icon
601
Surrozen Inc Warrant
SRZNW
$36.6K
$20K ﹤0.01%
18,090
-49,976
-73% -$68.7K
AKICW
602
DELISTED
Sports Ventures Acquisition Corp. Warrant
AKICW
$19K ﹤0.01%
33,332
– –
DHBCW
603
DELISTED
DHB Capital Corp. Warrant
DHBCW
$19K ﹤0.01%
31,172
– –
REVHW
604
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Warrant.
REVHW
$19K ﹤0.01%
20,398
– –
MACC.WS
605
DELISTED
Mission Advancement Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
MACC.WS
$19K ﹤0.01%
33,333
– –
SBII.WS
606
DELISTED
Sandbridge X2 Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
SBII.WS
$19K ﹤0.01%
24,281
– –
DMYQ.WS
607
DELISTED
dMY Technology Group, Inc. IV Redeemable warrants, each whole warrant exercisable for one share of C
DMYQ.WS
$19K ﹤0.01%
10,000
– –
SONDW
608
DELISTED
Sonder Holdings Inc Warrants
SONDW
$18K ﹤0.01%
10,344
– –
MVLAW
609
DELISTED
Movella Holdings Inc. Warrant
MVLAW
$18K ﹤0.01%
19,999
– –
TINV.WS
610
DELISTED
Tiga Acquisition Corp. Warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
TINV.WS
$18K ﹤0.01%
25,000
– –
FRXB.WS
611
DELISTED
Forest Road Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FRXB.WS
$17K ﹤0.01%
20,000
– –
GMBTW
612
DELISTED
Pivotal Holdings Corp Warrant
GMBTW
$17K ﹤0.01%
20,805
+4,539
+28% +$4.57K
SLACW
613
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$16K ﹤0.01%
18,749
– –
CSTA.WS
614
DELISTED
Constellation Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CSTA.WS
$16K ﹤0.01%
23,333
– –
PRPC.WS
615
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$15K ﹤0.01%
+14,999
New +$17.8K
KAIRW
616
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
$14K ﹤0.01%
24,900
– –
HUGS.WS
617
DELISTED
USHG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
HUGS.WS
$14K ﹤0.01%
16,665
– –
ASPCW
618
DELISTED
Alpha Capital Acquisition Co Warrant
ASPCW
$14K ﹤0.01%
24,999
– –
STRDW
619
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$14K ﹤0.01%
91,380
– –
GNACW
620
DELISTED
Group Nine Acquisition Corp. Warrant
GNACW
$13K ﹤0.01%
+18,533
New +$16.7K
BRMK.WS
621
DELISTED
Broadmark Realty Capital Inc. Warrants, each exercisable for one fourth (1/4th) share of Common Stock at an exercise price of $2.875 per quarter share
BRMK.WS
$11K ﹤0.01%
91,312
– –
OACB.WS
622
DELISTED
Oaktree Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary share
OACB.WS
$11K ﹤0.01%
12,499
– –
FRWAW
623
DELISTED
PWP Forward Acquisition Corp. I Warrant
FRWAW
$8K ﹤0.01%
10,000
– –
TLMDW
624
DELISTED
SOC Telemed, Inc. Warrants
TLMDW
$8K ﹤0.01%
24,700
– –
BKSY icon
625
BlackSky Technology
BKSY
$843M
– –
-11,672
Closed -$933K
23 24
25
26 27

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Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.