CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Return 7.41%
This Quarter Return
-3.11%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.72B
AUM Growth
+$75.5M
Cap. Flow
-$362M
Cap. Flow %
-21.05%
Top 10 Hldgs %
26.94%
Holding
661
New
373
Increased
16
Reduced
43
Closed
94

Top Buys

1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
$19.9M
2
CXAI icon
CXApp
CXAI
$18.4M
3
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
$16.1M
4
SUNL
Sunlight Financial Holdings, Inc.
SUNL
$15.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
$15.1M

Top Sells

1
KINZU
KINS Technology Group Inc. Unit
KINZU
$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
$14.9M

Sector Composition

1 Financials 29.64%
2 Industrials 5.11%
3 Technology 4.43%
4 Healthcare 3.07%
5 Consumer Discretionary 2.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AJAX.WS
601
DELISTED
Capri Listco Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exer
AJAX.WS
– –
-100,000
Closed -$328K
RMGBU
602
DELISTED
RMG Acquisition Corp. II Unit
RMGBU
– –
-1,034,600
Closed -$11.5M
CFACU
603
DELISTED
CF Finance Acquisition Corp. III Unit
CFACU
– –
-25,000
Closed -$268K
CHFW.U
604
DELISTED
Consonance-HFW Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third
CHFW.U
– –
-204,200
Closed -$2.14M
RTPZ.U
605
DELISTED
Reinvent Technology Partners Z Units, each consisting of one Class A ordinary share and one-fifth o
RTPZ.U
– –
-127,149
Closed -$1.45M
ROCCU
606
DELISTED
Roth CH Acquisition II Co. Unit
ROCCU
– –
-849,501
Closed -$8.84M
VCVCU
607
DELISTED
10X Capital Venture Acquisition Corp Unit
VCVCU
– –
-213,222
Closed -$2.27M
GHVIU
608
DELISTED
Gores Holdings VI, Inc. Unit
GHVIU
– –
-10,000
Closed -$106K
RAACU
609
DELISTED
Revolution Acceleration Acquisition Corp Unit
RAACU
– –
-1,055,621
Closed -$11M
EMPW.U
610
DELISTED
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
– –
-50,000
Closed -$520K
SPRQ.U
611
DELISTED
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
– –
-1,696,033
Closed -$18.3M
FCAC
612
DELISTED
Falcon Capital Acquisition Corp. Class A Common Stock
FCAC
– –
-172,497
Closed -$1.82M
HOLUU
613
DELISTED
Holicity Inc. Unit
HOLUU
– –
-39,153
Closed -$407K
IACA
614
DELISTED
ION Acquisition Corp 1 Ltd.
IACA
– –
-87,557
Closed -$1.03M
ACACU
615
DELISTED
Acies Acquisition Corp. Unit
ACACU
– –
-200,000
Closed -$2.14M
DNMR.WS
616
DELISTED
Danimer Scientific, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class
DNMR.WS
– –
-109,601
Closed -$1.24M
NGA
617
DELISTED
Northern Genesis Acquisition Corp.
NGA
– –
-20,536
Closed -$365K
ALTG.WS
618
DELISTED
Alta Equipment Group Inc. Warrants, each whole warrant exercisable for one share of Common Stock, ea
ALTG.WS
– –
-37,500
Closed -$75K
RMO.WS
619
DELISTED
Romeo Power, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exerc
RMO.WS
– –
-350,507
Closed -$3.27M
BFT.WS
620
DELISTED
Foley Trasimene Acquisition Corp. II Warrants, each whole warrant exercisable for one share of Class
BFT.WS
– –
-366,748
Closed -$1.68M
DM.WS
621
DELISTED
Desktop Metal, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Com
DM.WS
– –
-129,500
Closed -$623K
CIICW
622
DELISTED
CIIG Merger Corp. Warrants
CIICW
– –
-53,578
Closed -$439K
RSI.WS
623
DELISTED
Rush Street Interactive, Inc. Redeemable Warrants, each whole warrant exercisable for one share of C
RSI.WS
– –
-62,900
Closed -$482K
ROCHW
624
DELISTED
Roth CH Acquisition I Co. Warrant
ROCHW
– –
-501,708
Closed -$2.21M
IPV.WS
625
DELISTED
InterPrivate Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of com
IPV.WS
– –
-520,750
Closed -$2.14M
22 23 24
25
26