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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.81B
AUM Growth
-$24.4M
Cap. Flow
-$409M
Cap. Flow %
-22.65%
Top 10 Hldgs %
22.27%
Holding
761
New
86
Increased
19
Reduced
13
Closed
71

Top Buys

Rank Stock Value
1
BHAC
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
+$19.6M
2
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$18.8M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$12.7M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$12.3M
5
AEAE
AltEnergy Acquisition Corp
AEAE
+$11.2M

Top Sells

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.5M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$20M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.6M
4
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M
5
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$16.4M

Sector Composition

Rank Sector Weight
1 Financials 46.86%
2 Technology 3.05%
3 Healthcare 2.26%
4 Consumer Staples 1.08%
5 Industrials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMVC.WS
576
DELISTED
PMV Consumer Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PMVC.WS
$6K ﹤0.01%
137,500
– –
GETY.WS
577
DELISTED
Getty Images Holdings, Inc. Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
GETY.WS
$6K ﹤0.01%
+198,247
New +$155K
DFNSW
578
T3 Defense Inc Warrants
DFNSW
$876K
$5K ﹤0.01%
100,944
– –
XBPEW
579
XBP Europe Holdings Warrant
XBPEW
$5K ﹤0.01%
62,499
– –
SLAMW
580
DELISTED
Slam Corp. warrant
SLAMW
$5K ﹤0.01%
72,443
– –
SNRHW
581
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$5K ﹤0.01%
342,223
– –
PDOT.WS
582
DELISTED
Peridot Acquisition Corp. II Redeemable warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PDOT.WS
$5K ﹤0.01%
51,485
– –
DLCAW
583
DELISTED
Deep Lake Capital Acquisition Corp. Warrant
DLCAW
$5K ﹤0.01%
129,074
– –
BRMK.WS
584
DELISTED
Broadmark Realty Capital Inc. Warrants, each exercisable for one fourth (1/4th) share of Common Stock at an exercise price of $2.875 per quarter share
BRMK.WS
$5K ﹤0.01%
91,312
– –
AFAQW
585
DELISTED
AF Acquisition Corp Warrants
AFAQW
$5K ﹤0.01%
116,665
– –
FACA.WS
586
DELISTED
Figure Acquisition Corp. I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
FACA.WS
$5K ﹤0.01%
115,686
– –
KLAQW
587
DELISTED
KL Acquisition Corp Warrant
KLAQW
$5K ﹤0.01%
99,998
– –
HLAHW
588
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Warrant
HLAHW
$5K ﹤0.01%
99,999
– –
NDACW
589
DELISTED
NightDragon Acquisition Corp. Warrants to purchase Class A common stock
NDACW
$5K ﹤0.01%
50,000
– –
PIPP.WS
590
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
$5K ﹤0.01%
93,166
– –
SRZNW icon
591
Surrozen Inc Warrant
SRZNW
$36.6K
$4K ﹤0.01%
18,090
– –
XOSWW
592
Xos Inc Warrants
XOSWW
$16.2K
$4K ﹤0.01%
33,333
– –
GSMGW
593
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
$4K ﹤0.01%
400,000
– –
ALSAW
594
DELISTED
Alpha Star Acquisition Corp Warrants
ALSAW
$4K ﹤0.01%
+100,000
New +$3.09K
TRONW
595
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$4K ﹤0.01%
100,000
– –
AONCW
596
DELISTED
American Oncology Network, Inc. Warrant
AONCW
$4K ﹤0.01%
50,000
– –
TRCA.WS
597
DELISTED
Twin Ridge Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TRCA.WS
$4K ﹤0.01%
66,666
– –
SFRWW
598
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$4K ﹤0.01%
31,601
– –
BRDS.WS
599
DELISTED
Bird Global, Inc. Warrants each whole warrant exercisable to purchase 1/25th of a share of Class A Common Stock at an exercise price of $287.50 per share
BRDS.WS
$4K ﹤0.01%
91,113
– –
CPUH.WS
600
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
$4K ﹤0.01%
62,498
– –
22 23
24
25 26

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Castle Creek Arbitrage's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Creek Arbitrage held 761 positions worth $1.81B, down 1.3% from $1.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Creek Arbitrage withdrew a net $409M in Q3 2022, closing 71 positions and reducing 13 holdings. Its most notable exit was Riverview Acquisition Corp. Class A Common Stock, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Focus Impact BH3 Acquisition Company Class A Common Stock worth $19.7M.

  • Castle Creek Arbitrage's largest Q3 2022 buy was Focus Impact BH3 Acquisition Company Class A Common Stock: 1,980,000 shares worth $19.7M.
  • Castle Creek Arbitrage added most to Austerlitz Acquisition Corporation II in Q3 2022, an estimated $8.32M increase.
  • Castle Creek Arbitrage's biggest Q3 2022 reduction was Qiagen, cutting an estimated $908K.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.5M.
  • Castle Creek Arbitrage's ten largest holdings make up 22% of its $1.81B portfolio in Q3 2022.
  • Castle Creek Arbitrage opened 86 new positions and closed 71 in Q3 2022.
  • Castle Creek Arbitrage's portfolio value fell 1.3% quarter-over-quarter to $1.81B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.