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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSQH.WS icon
576
PSQ Holdings, Inc. Warrants, Each whole warrant exercisable for 1/15th of a share of Class A common stock at an exercise price of $172.50 per share
PSQH.WS
$1.23M
$51K ﹤0.01%
100,000
– –
DCRNW
577
DELISTED
Decarbonization Plus Acquisition Corporation II Warrant
DCRNW
$51K ﹤0.01%
32,404
– –
FTEV.WS
578
DELISTED
FinTech Evolution Acquisition Group Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share for $11.50 per share
FTEV.WS
$50K ﹤0.01%
88,345
+34,985
+66% +$23.9K
HCICW
579
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
$50K ﹤0.01%
59,652
– –
TMPMW
580
DELISTED
Turmeric Acquisition Corp. Warrant
TMPMW
$50K ﹤0.01%
82,585
– –
WARR.WS
581
DELISTED
Warrior Technologies Acquisition Company Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
WARR.WS
$50K ﹤0.01%
100,000
– –
DAVEW icon
582
Dave Inc Warrants
DAVEW
$27.1M
$49K ﹤0.01%
46,477
-65,497
-58% -$97.2K
EMBKW
583
DELISTED
Embark Technology, Inc. Warrants
EMBKW
$48K ﹤0.01%
24,444
-78,674
-76% -$117K
SCOAW
584
DELISTED
ScION Tech Growth I Warrant
SCOAW
$48K ﹤0.01%
83,332
– –
TZPSW
585
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
$47K ﹤0.01%
93,232
– –
LFTRW
586
DELISTED
Lefteris Acquisition Corp. Warrant
LFTRW
$47K ﹤0.01%
60,158
– –
ENJYW
587
DELISTED
Enjoy Technology, Inc. Warrant
ENJYW
$47K ﹤0.01%
103,668
-7,708
-7% -$7.45K
VYGG.WS
588
DELISTED
Vy Global Growth Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
VYGG.WS
$45K ﹤0.01%
39,999
– –
SLAMW
589
DELISTED
Slam Corp. warrant
SLAMW
$44K ﹤0.01%
72,443
– –
SSAAW
590
DELISTED
Science Strategic Acquisition Corp. Alpha Warrant
SSAAW
$44K ﹤0.01%
80,825
– –
NDACW
591
DELISTED
NightDragon Acquisition Corp. Warrants to purchase Class A common stock
NDACW
$44K ﹤0.01%
50,000
– –
GOAC.WS
592
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$44K ﹤0.01%
66,666
– –
AEON.WS
593
DELISTED
AEON Biopharma Inc
AEON.WS
$43K ﹤0.01%
85,056
– –
PDOT.WS
594
DELISTED
Peridot Acquisition Corp. II Redeemable warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PDOT.WS
$43K ﹤0.01%
51,485
– –
LOKM.WS
595
DELISTED
Live Oak Mobility Acquisition Corp. Warrants, exercisable for one share of Class A common stock at an exercise price of $11.50 per share
LOKM.WS
$43K ﹤0.01%
37,991
– –
PACXW
596
DELISTED
Pioneer Merger Corp. Warrant
PACXW
$43K ﹤0.01%
66,666
– –
SHCRW
597
DELISTED
Sharecare, Inc. Warrant
SHCRW
$42K ﹤0.01%
67,399
-100
-0.1% -$135
LVOXW
598
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$42K ﹤0.01%
68,504
– –
LEGAW
599
DELISTED
Lead Edge Growth Opportunities, Ltd Warrant
LEGAW
$42K ﹤0.01%
65,219
– –
ATA.WS
600
DELISTED
Americas Technology Acquisition Corp.Redeemable Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50
ATA.WS
$42K ﹤0.01%
96,698
– –
22 23
24
25 26

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.