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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMGCW
576
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$32K ﹤0.01%
34,999
– –
BIOTW
577
DELISTED
Biotech Acquisition Company Warrant
BIOTW
$32K ﹤0.01%
50,000
– –
SLCRW
578
DELISTED
Silver Crest Acquisition Corporation Warrant
SLCRW
$32K ﹤0.01%
50,000
– –
CFFVW
579
DELISTED
CF Acquisition Corp. V Warrant
CFFVW
$32K ﹤0.01%
33,333
– –
TOIIW
580
The Oncology Institute Warrant
TOIIW
$4.35M
$31K ﹤0.01%
22,000
– –
CLNNW
581
DELISTED
Clene Inc Warrant
CLNNW
$30K ﹤0.01%
33,876
– –
GSMGW
582
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
$30K ﹤0.01%
400,000
– –
ROSS.WS
583
DELISTED
Ross Acquisition Corp II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
ROSS.WS
$29K ﹤0.01%
33,332
– –
GHACW
584
DELISTED
Gaming & Hospitality Acquisition Corp. Warrants
GHACW
$28K ﹤0.01%
39,999
– –
CRU.WS
585
DELISTED
Crucible Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CRU.WS
$28K ﹤0.01%
33,332
– –
VELOW
586
DELISTED
Velocity Acquisition Corp. Warrant
VELOW
$27K ﹤0.01%
39,933
+3,268
+9% +$2.92K
SFRWW
587
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$26K ﹤0.01%
31,601
-13,754
-30% -$12.7K
ATAQ.WS
588
DELISTED
Altimar Acquisition Corp III Warrants
ATAQ.WS
$26K ﹤0.01%
25,000
– –
SPWRW
589
SunPower Inc Warrants
SPWRW
$947K
$25K ﹤0.01%
37,499
– –
FINMW
590
DELISTED
Marlin Technology Corporation Warrant
FINMW
$25K ﹤0.01%
30,793
– –
HAACW
591
DELISTED
Health Assurance Acquisition Corp. Warrants
HAACW
$25K ﹤0.01%
25,000
-50,000
-67% -$65.4K
POND.WS
592
DELISTED
Angel Pond Holdings Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
POND.WS
$24K ﹤0.01%
+33,332
New +$26.5K
TSIBW
593
DELISTED
Tishman Speyer Innovation Corp. II Warrant
TSIBW
$24K ﹤0.01%
+30,000
New +$30.1K
FRSGW
594
DELISTED
First Reserve Sustainable Growth Corp. Warrant
FRSGW
$23K ﹤0.01%
28,125
– –
HCIIW
595
DELISTED
Hudson Executive Investment Corp. II Warrant
HCIIW
$23K ﹤0.01%
24,999
– –
HIGA.WS
596
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
$23K ﹤0.01%
33,333
– –
MUDSW
597
DELISTED
Mudrick Capital Acquisition Corporation II Warrant
MUDSW
$23K ﹤0.01%
40,000
-160,000
-80% -$335K
FTAAW
598
DELISTED
FTAC Athena Acquisition Corp. Warrant
FTAAW
$21K ﹤0.01%
+16,689
New +$20.4K
POWRW
599
DELISTED
Powered Brands Warrants
POWRW
$21K ﹤0.01%
33,433
– –
ACII.WS
600
DELISTED
Atlas Crest Investment Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
ACII.WS
$21K ﹤0.01%
+24,999
New +$26.5K
22 23
24
25 26

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Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.