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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.72B
AUM Growth
+$74.2M
Cap. Flow
-$60.6M
Cap. Flow %
-3.53%
Top 10 Hldgs %
26.94%
Holding
651
New
373
Increased
16
Reduced
43
Closed
95

Top Buys

Rank Stock Value
1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$20M
2
CXAI icon
CXApp
CXAI
+$18.9M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

Rank Stock Value
1
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWIN.U
576
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
– –
-250,000
Closed -$2.55M
MUDSU
577
DELISTED
Mudrick Capital Acquisition Corporation II Unit
MUDSU
– –
-400,000
Closed -$4.12M
ACKIU
578
DELISTED
Ackrell SPAC Partners I Co Units
ACKIU
– –
-356,579
Closed -$3.67M
LNFA.U
579
DELISTED
L&F Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one rede
LNFA.U
– –
-450,000
Closed -$4.67M
TACA.U
580
DELISTED
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
– –
-1,439,175
Closed -$14.9M
MOTV.U
581
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
– –
-700,000
Closed -$7.38M
CBAH.U
582
DELISTED
CBRE Acquisition Holdings, Inc. SAIL securities, each consisting of one share of Class A common stoc
CBAH.U
– –
-150,000
Closed -$1.57M
SVOKU
583
DELISTED
Seven Oaks Acquisition Corp. Unit
SVOKU
– –
-1,820,000
Closed -$18.8M
DDMXU
584
DELISTED
DD3 Acquisition Corp. II Unit
DDMXU
– –
-753,898
Closed -$7.92M
LOKB.U
585
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
– –
-600,000
Closed -$6.51M
MRACU
586
DELISTED
Marquee Raine Acquisition Corp. Unit
MRACU
– –
-60,000
Closed -$650K
LCIDW
587
DELISTED
Lucid Group, Inc. Warrant
LCIDW
– –
-357,004
Closed -$543K
DMYI.U
588
DELISTED
dMY Technology Group, Inc. III Units, each consisting of one share of Class A common stock and one-f
DMYI.U
– –
-150,000
Closed -$1.71M
SPFR.U
589
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
– –
-400,000
Closed -$4.42M
ACIC.U
590
DELISTED
Atlas Crest Investment Corp. Units, each consisting of one Class A common stock, and one-third of on
ACIC.U
– –
-500,000
Closed -$5.28M
GNPK.U
591
DELISTED
Genesis Park Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of
GNPK.U
– –
-500,000
Closed -$5.2M
AJAX.WS
592
DELISTED
Capri Listco Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exer
AJAX.WS
– –
-100,000
Closed -$328K
RMGBU
593
DELISTED
RMG Acquisition Corp. II Unit
RMGBU
– –
-1,034,600
Closed -$11.5M
CFACU
594
DELISTED
CF Finance Acquisition Corp. III Unit
CFACU
– –
-25,000
Closed -$268K
CHFW.U
595
DELISTED
Consonance-HFW Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third
CHFW.U
– –
-204,200
Closed -$2.14M
RTPZ.U
596
DELISTED
Reinvent Technology Partners Z Units, each consisting of one Class A ordinary share and one-fifth o
RTPZ.U
– –
-127,149
Closed -$1.45M
ROCCU
597
DELISTED
Roth CH Acquisition II Co. Unit
ROCCU
– –
-849,501
Closed -$8.84M
VCVCU
598
DELISTED
10X Capital Venture Acquisition Corp Unit
VCVCU
– –
-213,222
Closed -$2.27M
GHVIU
599
DELISTED
Gores Holdings VI, Inc. Unit
GHVIU
– –
-10,000
Closed -$106K
RAACU
600
DELISTED
Revolution Acceleration Acquisition Corp Unit
RAACU
– –
-1,055,621
Closed -$11M
21 22 23
24
25

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Castle Creek Arbitrage's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Creek Arbitrage held 651 positions worth $1.72B, up 4.5% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Creek Arbitrage withdrew a net $60.6M in Q1 2021, closing 95 positions and reducing 43 holdings. Its most notable exit was KINS Technology Group Inc. Unit, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Stratim Cloud Acquisition Corp. Unit worth $19.9M.

  • Castle Creek Arbitrage's largest Q1 2021 buy was Stratim Cloud Acquisition Corp. Unit: 1,997,101 shares worth $19.9M.
  • Castle Creek Arbitrage added most to Spire Global in Q1 2021, an estimated $4.92M increase.
  • Castle Creek Arbitrage's biggest Q1 2021 reduction was GeneDx Holdings, cutting an estimated $12.9M.
  • Castle Creek Arbitrage fully exited KINS Technology Group Inc. Unit in Q1 2021, selling an estimated $19.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 27% of its $1.72B portfolio in Q1 2021.
  • Castle Creek Arbitrage opened 373 new positions and closed 95 in Q1 2021.
  • Castle Creek Arbitrage's portfolio value rose 4.5% quarter-over-quarter to $1.72B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2021, filed 17 May 2021.