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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.81B
AUM Growth
-$24.4M
Cap. Flow
-$409M
Cap. Flow %
-22.65%
Top 10 Hldgs %
22.27%
Holding
761
New
86
Increased
19
Reduced
13
Closed
71

Top Buys

Rank Stock Value
1
BHAC
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
+$19.6M
2
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$18.8M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$12.7M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$12.3M
5
AEAE
AltEnergy Acquisition Corp
AEAE
+$11.2M

Top Sells

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.5M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$20M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.6M
4
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M
5
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$16.4M

Sector Composition

Rank Sector Weight
1 Financials 46.86%
2 Technology 3.05%
3 Healthcare 2.26%
4 Consumer Staples 1.08%
5 Industrials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACDI.WS
551
DELISTED
Ascendant Digital Acquisition Corp. III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11. 50 per share
ACDI.WS
$8K ﹤0.01%
161,608
– –
POND.WS
552
DELISTED
Angel Pond Holdings Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
POND.WS
$8K ﹤0.01%
33,231
– –
KAHC.WS
553
DELISTED
KKR Acquisition Holdings I Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
KAHC.WS
$8K ﹤0.01%
67,218
– –
SRSAW
554
DELISTED
Sarissa Capital Acquisition Corp. Warrants
SRSAW
$8K ﹤0.01%
368,860
– –
BNZIW icon
555
Banzai International Warrant
BNZIW
$144K
$7K ﹤0.01%
325,000
– –
PMGMW
556
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$7K ﹤0.01%
67,939
– –
EACPW
557
DELISTED
Edify Acquisition Corp. Warrant
EACPW
$7K ﹤0.01%
149,999
– –
PNTM.WS
558
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
$7K ﹤0.01%
132,770
– –
ESM.WS
559
DELISTED
ESM Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ESM.WS
$7K ﹤0.01%
99,240
– –
GLS.WS
560
DELISTED
Gelesis Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
GLS.WS
$7K ﹤0.01%
141,423
– –
FSNB.WS
561
DELISTED
Fusion Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FSNB.WS
$7K ﹤0.01%
139,630
– –
COCHW icon
562
Envoy Medical Warrant
COCHW
$375K
$6K ﹤0.01%
97,960
– –
TBLAW
563
DELISTED
Taboola.com Ltd Warrant
TBLAW
$6K ﹤0.01%
17,596
– –
VSEEW
564
VSee Health Warrant
VSEEW
$295K
$6K ﹤0.01%
+50,000
New +$5.53K
NESRW
565
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$6K ﹤0.01%
47,519
– –
AEON.WS
566
DELISTED
AEON Biopharma Inc
AEON.WS
$6K ﹤0.01%
85,056
– –
LIBYW
567
DELISTED
Liberty Resources Acquisition Corp. Warrant
LIBYW
$6K ﹤0.01%
+71,434
New +$8.12K
FOXO.WS
568
DELISTED
FOXO Technologies Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FOXO.WS
$6K ﹤0.01%
63,399
– –
LOKM.WS
569
DELISTED
Live Oak Mobility Acquisition Corp. Warrants, exercisable for one share of Class A common stock at an exercise price of $11.50 per share
LOKM.WS
$6K ﹤0.01%
37,991
– –
NAACW
570
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$6K ﹤0.01%
101,598
– –
FTEV.WS
571
DELISTED
FinTech Evolution Acquisition Group Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share for $11.50 per share
FTEV.WS
$6K ﹤0.01%
88,345
– –
HCICW
572
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
$6K ﹤0.01%
59,652
– –
IIIIW
573
DELISTED
INSU Acquisition Corp. III Warrant
IIIIW
$6K ﹤0.01%
145,243
– –
CLRMW
574
DELISTED
Clarim Acquisition Corp. Warrant
CLRMW
$6K ﹤0.01%
181,472
– –
WPCB.WS
575
DELISTED
Warburg Pincus Capital Corporation I-B Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
WPCB.WS
$6K ﹤0.01%
100,931
– –
21 22
23
24 25

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Castle Creek Arbitrage's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Creek Arbitrage held 761 positions worth $1.81B, down 1.3% from $1.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Creek Arbitrage withdrew a net $409M in Q3 2022, closing 71 positions and reducing 13 holdings. Its most notable exit was Riverview Acquisition Corp. Class A Common Stock, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Focus Impact BH3 Acquisition Company Class A Common Stock worth $19.7M.

  • Castle Creek Arbitrage's largest Q3 2022 buy was Focus Impact BH3 Acquisition Company Class A Common Stock: 1,980,000 shares worth $19.7M.
  • Castle Creek Arbitrage added most to Austerlitz Acquisition Corporation II in Q3 2022, an estimated $8.32M increase.
  • Castle Creek Arbitrage's biggest Q3 2022 reduction was Qiagen, cutting an estimated $908K.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.5M.
  • Castle Creek Arbitrage's ten largest holdings make up 22% of its $1.81B portfolio in Q3 2022.
  • Castle Creek Arbitrage opened 86 new positions and closed 71 in Q3 2022.
  • Castle Creek Arbitrage's portfolio value fell 1.3% quarter-over-quarter to $1.81B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.