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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEGAW
551
DELISTED
Lead Edge Growth Opportunities, Ltd Warrant
LEGAW
$46K ﹤0.01%
65,219
– –
PMGMW
552
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$43K ﹤0.01%
68,049
– –
OEPWW
553
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$43K ﹤0.01%
66,666
– –
NDACW
554
DELISTED
NightDragon Acquisition Corp. Warrants to purchase Class A common stock
NDACW
$43K ﹤0.01%
50,000
– –
TRCA.WS
555
DELISTED
Twin Ridge Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TRCA.WS
$42K ﹤0.01%
66,666
– –
AGGRW
556
DELISTED
Agile Growth Corp Warrant
AGGRW
$42K ﹤0.01%
66,665
– –
PDOT.WS
557
DELISTED
Peridot Acquisition Corp. II Redeemable warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PDOT.WS
$42K ﹤0.01%
51,485
– –
FOXO.WS
558
DELISTED
FOXO Technologies Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FOXO.WS
$41K ﹤0.01%
63,399
– –
RUMBW
559
RUM Group Inc Warrant
RUMBW
$12.1M
$40K ﹤0.01%
49,940
-60
-0.1% -$62
VPCBW
560
DELISTED
VPC Impact Acquisition Holdings II Warrant
VPCBW
$40K ﹤0.01%
35,175
– –
DCRNW
561
DELISTED
Decarbonization Plus Acquisition Corporation II Warrant
DCRNW
$40K ﹤0.01%
32,404
– –
UHGWW
562
DELISTED
United Homes Group Warrant
UHGWW
$39K ﹤0.01%
+62,874
New +$55.4K
BLUA.WS
563
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$38K ﹤0.01%
58,332
– –
HERAW
564
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
$38K ﹤0.01%
37,500
– –
NVSAW
565
DELISTED
New Vista Acquisition Corp. Warrant
NVSAW
$38K ﹤0.01%
54,492
– –
FTEV.WS
566
DELISTED
FinTech Evolution Acquisition Group Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share for $11.50 per share
FTEV.WS
$36K ﹤0.01%
+53,360
New +$44.4K
XOSWW
567
Xos Inc Warrants
XOSWW
$16.2K
$35K ﹤0.01%
33,333
– –
LOKM.WS
568
DELISTED
Live Oak Mobility Acquisition Corp. Warrants, exercisable for one share of Class A common stock at an exercise price of $11.50 per share
LOKM.WS
$35K ﹤0.01%
37,991
– –
FCAX.WS
569
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
$35K ﹤0.01%
41,400
– –
AONCW
570
DELISTED
American Oncology Network, Inc. Warrant
AONCW
$34K ﹤0.01%
50,000
– –
FTCVW
571
DELISTED
FinTech Acquisition Corp. V Warrant
FTCVW
$34K ﹤0.01%
16,666
– –
TSPQ.WS
572
DELISTED
TCW Special Purpose Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TSPQ.WS
$34K ﹤0.01%
54,383
– –
SPGS.WS
573
DELISTED
Simon Property Group Acquisition Holdings, Inc. Warrants, each exercisable for one Class A common stock at an exercise price of $11.50 per share
SPGS.WS
$34K ﹤0.01%
34,998
– –
FLACW
574
DELISTED
Frazier Lifesciences Acquisition Corporation Warrant
FLACW
$33K ﹤0.01%
51,520
– –
TBLAW
575
DELISTED
Taboola.com Ltd Warrant
TBLAW
$32K ﹤0.01%
17,596
– –
21 22
23
24 25

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Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.