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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.72B
AUM Growth
+$74.2M
Cap. Flow
-$60.6M
Cap. Flow %
-3.53%
Top 10 Hldgs %
26.94%
Holding
651
New
373
Increased
16
Reduced
43
Closed
95

Top Buys

Rank Stock Value
1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$20M
2
CXAI icon
CXApp
CXAI
+$18.9M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

Rank Stock Value
1
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIIAU
551
DELISTED
7GC & Co Holdings Unit
VIIAU
– –
-650,000
Closed -$6.86M
CFIVU
552
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
– –
-400,000
Closed -$4.12M
CCV.U
553
DELISTED
Churchill Capital Corp V Units, each consisting of one share of Class A common stock, and one-fourth of one redeemable warrant
CCV.U
– –
-421,044
Closed -$4.42M
GFX.U
554
DELISTED
Golden Falcon Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
GFX.U
– –
-980,682
Closed -$10.2M
AEPPZ
555
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
– –
-50,000
Closed -$2.53M
BWACU
556
DELISTED
Better World Acquisition Corp. Unit
BWACU
– –
-150,000
Closed -$1.66M
SNRHU
557
DELISTED
Senior Connect Acquisition Corp. I Unit
SNRHU
– –
-200,000
Closed -$2.06M
KINZU
558
DELISTED
KINS Technology Group Inc. Unit
KINZU
– –
-1,880,441
Closed -$19.4M
FPAC.U
559
DELISTED
Far Peak Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
FPAC.U
– –
-191,964
Closed -$1.99M
CTAQU
560
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
– –
-900,000
Closed -$9.23M
HCARU
561
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
– –
-1,583,680
Closed -$16.2M
SCOAU
562
DELISTED
ScION Tech Growth I Unit
SCOAU
– –
-282,915
Closed -$2.92M
ATA.U
563
DELISTED
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
– –
-240,000
Closed -$2.47M
CND.U
564
DELISTED
Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CND.U
– –
-730,000
Closed -$7.53M
LOTZ
565
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
– –
-92,807
Closed -$1.04M
FTCVU
566
DELISTED
FinTech Acquisition Corp. V Unit
FTCVU
– –
-50,000
Closed -$534K
HTPA.U
567
DELISTED
Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HTPA.U
– –
-224,362
Closed -$2.36M
PTICU
568
DELISTED
PropTech Investment Corporation II Unit
PTICU
– –
-136,069
Closed -$1.45M
PHICU
569
DELISTED
Population Health Investment Co., Inc. Unit
PHICU
– –
-500,000
Closed -$5.22M
FLACU
570
DELISTED
Frazier Lifesciences Acquisition Corporation Unit
FLACU
– –
-202,029
Closed -$2.1M
TINV.U
571
DELISTED
Tiga Acquisition Corp. Units, each consisting of one Class A ordinary share and one half of one warrant
TINV.U
– –
-50,000
Closed -$529K
HAACU
572
DELISTED
Health Assurance Acquisition Corp. SAIL Securities
HAACU
– –
-300,000
Closed -$3.31M
PIPP.U
573
DELISTED
Pine Island Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
PIPP.U
– –
-279,500
Closed -$2.88M
TEKKU
574
DELISTED
Tekkorp Digital Acquisition Corp. Unit
TEKKU
– –
-96,300
Closed -$1.03M
LFTRU
575
DELISTED
Lefteris Acquisition Corp. Unit
LFTRU
– –
-180,475
Closed -$1.96M
21 22
23
24 25

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Castle Creek Arbitrage's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Creek Arbitrage held 651 positions worth $1.72B, up 4.5% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Creek Arbitrage withdrew a net $60.6M in Q1 2021, closing 95 positions and reducing 43 holdings. Its most notable exit was KINS Technology Group Inc. Unit, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Stratim Cloud Acquisition Corp. Unit worth $19.9M.

  • Castle Creek Arbitrage's largest Q1 2021 buy was Stratim Cloud Acquisition Corp. Unit: 1,997,101 shares worth $19.9M.
  • Castle Creek Arbitrage added most to Spire Global in Q1 2021, an estimated $4.92M increase.
  • Castle Creek Arbitrage's biggest Q1 2021 reduction was GeneDx Holdings, cutting an estimated $12.9M.
  • Castle Creek Arbitrage fully exited KINS Technology Group Inc. Unit in Q1 2021, selling an estimated $19.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 27% of its $1.72B portfolio in Q1 2021.
  • Castle Creek Arbitrage opened 373 new positions and closed 95 in Q1 2021.
  • Castle Creek Arbitrage's portfolio value rose 4.5% quarter-over-quarter to $1.72B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2021, filed 17 May 2021.