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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.81B
AUM Growth
-$24.4M
Cap. Flow
-$409M
Cap. Flow %
-22.65%
Top 10 Hldgs %
22.27%
Holding
761
New
86
Increased
19
Reduced
13
Closed
71

Top Buys

Rank Stock Value
1
BHAC
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
+$19.6M
2
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$18.8M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$12.7M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$12.3M
5
AEAE
AltEnergy Acquisition Corp
AEAE
+$11.2M

Top Sells

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.5M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$20M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.6M
4
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M
5
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$16.4M

Sector Composition

Rank Sector Weight
1 Financials 46.86%
2 Technology 3.05%
3 Healthcare 2.26%
4 Consumer Staples 1.08%
5 Industrials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQHA.WS
526
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
$12K ﹤0.01%
149,999
– –
EQRXW
527
DELISTED
EQRx, Inc. Warrant
EQRXW
$11K ﹤0.01%
13,321
– –
GRNAW
528
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$11K ﹤0.01%
50,000
– –
LIONW
529
DELISTED
Lionheart III Corp Warrant
LIONW
$11K ﹤0.01%
+200,000
New +$22.1K
IBER.WS
530
DELISTED
Ibere Pharmaceuticals Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
IBER.WS
$11K ﹤0.01%
126,723
– –
AISPW
531
Airship AI Holdings Warrants
AISPW
$12.2M
$10K ﹤0.01%
146,779
– –
PSQH.WS icon
532
PSQ Holdings, Inc. Warrants, Each whole warrant exercisable for 1/15th of a share of Class A common stock at an exercise price of $172.50 per share
PSQH.WS
$1.23M
$10K ﹤0.01%
100,000
– –
ENCPW
533
DELISTED
Energem Corp Warrant
ENCPW
$10K ﹤0.01%
+100,000
New +$8.78K
IFIN.WS
534
DELISTED
InFinT Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per whole share
IFIN.WS
$10K ﹤0.01%
+100,000
New +$8.23K
AAC.WS
535
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$10K ﹤0.01%
87,818
– –
PEARW
536
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
$10K ﹤0.01%
59,486
– –
CTAQW
537
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
$10K ﹤0.01%
300,000
– –
HOFVW
538
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
$9K ﹤0.01%
120,619
– –
LITTW
539
DELISTED
Logistics Innovation Technologies Corp. Warrant
LITTW
$9K ﹤0.01%
116,666
– –
RKTA.WS
540
DELISTED
Rocket Internet Growth Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
RKTA.WS
$9K ﹤0.01%
148,841
– –
ALVOW icon
541
Alvotech Warrant
ALVOW
$66.4M
$8K ﹤0.01%
12,499
– –
CLNNW
542
DELISTED
Clene Inc Warrant
CLNNW
$8K ﹤0.01%
33,876
– –
PGYWW
543
Pagaya Technologies Ltd Warrants
PGYWW
$1.09M
$8K ﹤0.01%
40,832
-35,000
-46% -$17K
SATLW icon
544
Satellogic Inc Warrant
SATLW
$36.1M
$8K ﹤0.01%
25,282
– –
IRAAW
545
DELISTED
Iris Acquisition Corp Warrant
IRAAW
$8K ﹤0.01%
193,796
– –
CLVRW
546
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
$8K ﹤0.01%
103,133
– –
LCAAW
547
DELISTED
L Catterton Asia Acquisition Corp Warrant
LCAAW
$8K ﹤0.01%
209,176
– –
EVOJW
548
DELISTED
Evo Acquisition Corp. Warrant
EVOJW
$8K ﹤0.01%
241,540
– –
FTPAW
549
DELISTED
FTAC Parnassus Acquisition Corp. Warrant
FTPAW
$8K ﹤0.01%
68,749
– –
TZPSW
550
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
$8K ﹤0.01%
93,232
– –
20 21
22
23 24

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Castle Creek Arbitrage's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Creek Arbitrage held 761 positions worth $1.81B, down 1.3% from $1.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Creek Arbitrage withdrew a net $409M in Q3 2022, closing 71 positions and reducing 13 holdings. Its most notable exit was Riverview Acquisition Corp. Class A Common Stock, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Focus Impact BH3 Acquisition Company Class A Common Stock worth $19.7M.

  • Castle Creek Arbitrage's largest Q3 2022 buy was Focus Impact BH3 Acquisition Company Class A Common Stock: 1,980,000 shares worth $19.7M.
  • Castle Creek Arbitrage added most to Austerlitz Acquisition Corporation II in Q3 2022, an estimated $8.32M increase.
  • Castle Creek Arbitrage's biggest Q3 2022 reduction was Qiagen, cutting an estimated $908K.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.5M.
  • Castle Creek Arbitrage's ten largest holdings make up 22% of its $1.81B portfolio in Q3 2022.
  • Castle Creek Arbitrage opened 86 new positions and closed 71 in Q3 2022.
  • Castle Creek Arbitrage's portfolio value fell 1.3% quarter-over-quarter to $1.81B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.