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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSNB.WS
526
DELISTED
Fusion Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FSNB.WS
$84K ﹤0.01%
139,630
– –
PIPP.WS
527
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
$83K ﹤0.01%
93,166
– –
CLAS.WS
528
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$83K ﹤0.01%
163,493
-200
-0.1% -$116
NESRW
529
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$82K ﹤0.01%
47,519
– –
OPFI.WS
530
DELISTED
OppFi Inc Warrants
OPFI.WS
$81K ﹤0.01%
118,011
– –
ML
531
DELISTED
MoneyLion Inc.
ML
$81K ﹤0.01%
667
– –
IIIIW
532
DELISTED
INSU Acquisition Corp. III Warrant
IIIIW
$81K ﹤0.01%
145,243
– –
CMAXW
533
DELISTED
CareMax, Inc. Warrant
CMAXW
$81K ﹤0.01%
51,921
-11,562
-18% -$21K
OTMOW
534
DELISTED
Otonomo Technologies Ltd. Warrant
OTMOW
$80K ﹤0.01%
256,000
– –
ROIVW
535
DELISTED
Roivant Sciences Ltd. Warrant
ROIVW
$80K ﹤0.01%
+39,144
New +$59.7K
CRHC.WS
536
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
$80K ﹤0.01%
100,000
– –
BROGW
537
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$79K ﹤0.01%
149,850
– –
DLCAW
538
DELISTED
Deep Lake Capital Acquisition Corp. Warrant
DLCAW
$79K ﹤0.01%
129,074
– –
IGACW
539
DELISTED
IG Acquisition Corp. Warrant
IGACW
$79K ﹤0.01%
100,000
– –
AISPW
540
Airship AI Holdings Warrants
AISPW
$12.2M
$78K ﹤0.01%
146,779
– –
PIIIW icon
541
P3 Health Partners Inc Warrant
PIIIW
$126K
$78K ﹤0.01%
72,700
-51,595
-42% -$62.5K
EQHA.WS
542
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
$78K ﹤0.01%
149,999
– –
COCHW icon
543
Envoy Medical Warrant
COCHW
$375K
$76K ﹤0.01%
97,960
– –
OPA.WS
544
DELISTED
Magnum Opus Acquisition Limited Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
OPA.WS
$76K ﹤0.01%
75,000
– –
ASAXW
545
DELISTED
Astrea Acquisition Corp. Warrant
ASAXW
$76K ﹤0.01%
149,899
– –
COOLW
546
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$75K ﹤0.01%
111,342
– –
EACPW
547
DELISTED
Edify Acquisition Corp. Warrant
EACPW
$75K ﹤0.01%
149,999
– –
AAC.WS
548
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$75K ﹤0.01%
84,133
– –
TWNI.WS
549
DELISTED
Tailwind International Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TWNI.WS
$75K ﹤0.01%
137,352
– –
NAACW
550
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$74K ﹤0.01%
101,598
– –
20 21
22
23 24

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.