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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBAH.WS
526
DELISTED
CBRE Acquisition Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A co
CBAH.WS
$62K ﹤0.01%
37,500
– –
HIPO.WS
527
DELISTED
Hippo Holdings Inc. Redeemable warrants, each whole warrant exercisable for one twenty-fifth (1/25) share of Common Stock at an exercise price of $287.50 per full share
HIPO.WS
$61K ﹤0.01%
+65,362
New +$68.7K
OSI.WS
528
DELISTED
Osiris Acquisition Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OSI.WS
$61K ﹤0.01%
+124,999
New +$81.3K
SLAMW
529
DELISTED
Slam Corp. warrant
SLAMW
$60K ﹤0.01%
72,443
-18,975
-21% -$20.3K
CPUH.WS
530
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
$60K ﹤0.01%
62,498
– –
SSAAW
531
DELISTED
Science Strategic Acquisition Corp. Alpha Warrant
SSAAW
$60K ﹤0.01%
+80,825
New +$64.2K
SEAH.WS
532
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
$59K ﹤0.01%
24,999
– –
MAACW
533
DELISTED
Montes Archimedes Acquisition Corp. Warrant
MAACW
$58K ﹤0.01%
39,144
– –
PSQH.WS icon
534
PSQ Holdings, Inc. Warrants, Each whole warrant exercisable for 1/15th of a share of Class A common stock at an exercise price of $172.50 per share
PSQH.WS
$1.23M
$56K ﹤0.01%
+100,000
New +$72.5K
ANAC.WS
535
DELISTED
Arctos NorthStar Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ANAC.WS
$56K ﹤0.01%
74,998
– –
TZPSW
536
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
$56K ﹤0.01%
93,232
– –
WARR.WS
537
DELISTED
Warrior Technologies Acquisition Company Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
WARR.WS
$55K ﹤0.01%
100,000
– –
SLGCW
538
DELISTED
SomaLogic, Inc. Warrant
SLGCW
$54K ﹤0.01%
+16,798
New +$51.8K
LGV.WS
539
DELISTED
Longview Acquisition Corp. II Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
LGV.WS
$54K ﹤0.01%
41,859
– –
TMPMW
540
DELISTED
Turmeric Acquisition Corp. Warrant
TMPMW
$54K ﹤0.01%
+82,585
New +$69.2K
VYGG.WS
541
DELISTED
Vy Global Growth Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
VYGG.WS
$54K ﹤0.01%
39,999
– –
IPOD.WS
542
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$53K ﹤0.01%
30,000
– –
ASAQ.WS
543
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$50K ﹤0.01%
74,999
– –
AEON.WS
544
DELISTED
AEON Biopharma Inc
AEON.WS
$49K ﹤0.01%
85,056
– –
LFTRW
545
DELISTED
Lefteris Acquisition Corp. Warrant
LFTRW
$49K ﹤0.01%
60,158
– –
GOAC.WS
546
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$49K ﹤0.01%
66,666
– –
LGACW
547
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
$48K ﹤0.01%
59,999
– –
ATA.WS
548
DELISTED
Americas Technology Acquisition Corp.Redeemable Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50
ATA.WS
$48K ﹤0.01%
96,698
– –
HGASW
549
DELISTED
Global Gas Corporation Warrant
HGASW
$47K ﹤0.01%
75,000
– –
SPTKW
550
DELISTED
SportsTek Acquisition Corp. Warrant
SPTKW
$47K ﹤0.01%
+73,214
New +$49.3K
20 21
22
23 24

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AGP
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KI
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MWM
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LBA
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CRG
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Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.