CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Return 7.41%
This Quarter Return
-3.11%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.72B
AUM Growth
+$75.5M
Cap. Flow
-$362M
Cap. Flow %
-21.05%
Top 10 Hldgs %
26.94%
Holding
661
New
373
Increased
16
Reduced
43
Closed
94

Top Buys

1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
$19.9M
2
CXAI icon
CXApp
CXAI
$18.4M
3
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
$16.1M
4
SUNL
Sunlight Financial Holdings, Inc.
SUNL
$15.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
$15.1M

Top Sells

1
KINZU
KINS Technology Group Inc. Unit
KINZU
$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
$14.9M

Sector Composition

1 Financials 29.64%
2 Industrials 5.11%
3 Technology 4.43%
4 Healthcare 3.07%
5 Consumer Discretionary 2.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TLMDW
526
DELISTED
SOC Telemed, Inc. Warrants
TLMDW
$22K ﹤0.01%
24,700
– –
IVAN.WS
527
DELISTED
Ivanhoe Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
IVAN.WS
$22K ﹤0.01%
+16,666
New +$22K
CFFVW
528
DELISTED
CF Acquisition Corp. V Warrant
CFFVW
$22K ﹤0.01%
+33,333
New +$22K
STPC.WS
529
DELISTED
Star Peak Corp II Warrants, each whole warrant exercisable for one share of Class A common stock at
STPC.WS
$22K ﹤0.01%
+15,000
New +$22K
STRDW
530
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$21K ﹤0.01%
91,380
– –
EMPW.WS
531
DELISTED
Empower Ltd. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at a
EMPW.WS
$20K ﹤0.01%
+16,666
New +$20K
HCIIW
532
DELISTED
Hudson Executive Investment Corp. II Warrant
HCIIW
$19K ﹤0.01%
+24,999
New +$19K
ENJYW
533
DELISTED
Enjoy Technology, Inc. Warrant
ENJYW
$19K ﹤0.01%
+15,000
New +$19K
BRMK.WS
534
DELISTED
Broadmark Realty Capital Inc. Warrants, each exercisable for one fourth (1/4th) share of Common Stock at an exercise price of $2.875 per quarter share
BRMK.WS
$18K ﹤0.01%
91,312
– –
GMBTW
535
DELISTED
Pivotal Holdings Corp Warrant
GMBTW
$17K ﹤0.01%
+16,266
New +$17K
OACB.WS
536
DELISTED
Oaktree Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary share
OACB.WS
$16K ﹤0.01%
12,499
– –
CSTA.WS
537
DELISTED
Constellation Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CSTA.WS
$14K ﹤0.01%
+23,333
New +$14K
KAIRW
538
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
$14K ﹤0.01%
+25,000
New +$14K
MIT.WS
539
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
$10K ﹤0.01%
+16,666
New +$10K
KURIW
540
DELISTED
Alkuri Global Acquisition Corp. Warrant
KURIW
$10K ﹤0.01%
+99,999
New +$10K
AEVA
541
Aeva Technologies
AEVA
$786M
– –
-68,605
Closed -$4.99M
BKKT icon
542
Bakkt Holdings
BKKT
$122M
– –
-18,000
Closed -$4.54M
SRTA
543
Strata Critical Medical, Inc. Class A Common Stock
SRTA
$332M
– –
-292,964
Closed -$3.25M
CVS icon
544
CVS Health
CVS
$93.6B
– –
0
– –
ETWO
545
DELISTED
E2open Parent Holdings
ETWO
– –
-987,568
Closed -$10.7M
EVGO icon
546
EVgo
EVGO
$529M
– –
-124,998
Closed -$1.34M
IMTXW
547
DELISTED
Immatics N.V. Warrants
IMTXW
– –
-16,406
Closed -$47K
MAPS icon
548
WM Technology
MAPS
$126M
– –
-300,743
Closed -$3.84M
NUVB icon
549
Nuvation Bio
NUVB
$1.33B
– –
-1,228,082
Closed -$14.4M
QSI icon
550
Quantum-Si Incorporated
QSI
$219M
– –
-199,998
Closed -$2.05M
20 21
22
23 24