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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.81B
AUM Growth
-$24.4M
Cap. Flow
-$409M
Cap. Flow %
-22.65%
Top 10 Hldgs %
22.27%
Holding
761
New
86
Increased
19
Reduced
13
Closed
71

Top Buys

Rank Stock Value
1
BHAC
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
+$19.6M
2
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$18.8M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$12.7M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$12.3M
5
AEAE
AltEnergy Acquisition Corp
AEAE
+$11.2M

Top Sells

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.5M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$20M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.6M
4
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M
5
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$16.4M

Sector Composition

Rank Sector Weight
1 Financials 46.86%
2 Technology 3.05%
3 Healthcare 2.26%
4 Consumer Staples 1.08%
5 Industrials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLTSW
501
DELISTED
Bright Lights Acquisition Corp. Warrant
BLTSW
$15K ﹤0.01%
507,874
– –
EPWR.WS
502
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
$15K ﹤0.01%
349,999
– –
FSRDW
503
DELISTED
Fast Radius, Inc. Warrants
FSRDW
$15K ﹤0.01%
416,825
– –
AVAN.WS
504
DELISTED
Avanti Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AVAN.WS
$15K ﹤0.01%
674,558
– –
ABVEW
505
DELISTED
Above Food Ingredients Inc Warrants
ABVEW
$14K ﹤0.01%
229,587
– –
WE.WS
506
DELISTED
WeWork Inc. Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
WE.WS
$14K ﹤0.01%
42,196
-137,470
-77% -$99.7K
IGACW
507
DELISTED
IG Acquisition Corp. Warrant
IGACW
$14K ﹤0.01%
100,000
– –
SWETW
508
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$14K ﹤0.01%
399,999
– –
EDTXW
509
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
$14K ﹤0.01%
225,000
– –
SOAR.WS
510
DELISTED
Volato Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SOAR.WS
$13K ﹤0.01%
181,980
– –
MACAW
511
DELISTED
Moringa Acquisition Corp Warrant
MACAW
$13K ﹤0.01%
178,759
– –
OPA.WS
512
DELISTED
Magnum Opus Acquisition Limited Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
OPA.WS
$13K ﹤0.01%
75,000
– –
ADEX.WS
513
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$13K ﹤0.01%
278,499
– –
AEACW
514
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
$13K ﹤0.01%
368,749
– –
THCAW
515
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$13K ﹤0.01%
180,276
– –
MDH.WS
516
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$13K ﹤0.01%
382,053
– –
ASZ.WS
517
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$13K ﹤0.01%
126,651
– –
STRDW
518
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$13K ﹤0.01%
91,380
– –
OABIW icon
519
OmniAb Inc Warrant
OABIW
$10.2M
$12K ﹤0.01%
24,999
– –
REE
520
DELISTED
REE Automotive
REE
$12K ﹤0.01%
+575
New +$19.8K
HIPO.WS
521
DELISTED
Hippo Holdings Inc. Redeemable warrants, each whole warrant exercisable for one twenty-fifth (1/25) share of Common Stock at an exercise price of $287.50 per full share
HIPO.WS
$12K ﹤0.01%
65,362
– –
NBSTW
522
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$12K ﹤0.01%
194,891
– –
OTMOW
523
DELISTED
Otonomo Technologies Ltd. Warrant
OTMOW
$12K ﹤0.01%
256,000
– –
SDACW
524
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$12K ﹤0.01%
306,619
– –
MONCW
525
DELISTED
Monument Circle Acquisition Corp. Warrant
MONCW
$12K ﹤0.01%
204,830
– –
19 20
21
22 23

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Castle Creek Arbitrage's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Creek Arbitrage held 761 positions worth $1.81B, down 1.3% from $1.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Creek Arbitrage withdrew a net $409M in Q3 2022, closing 71 positions and reducing 13 holdings. Its most notable exit was Riverview Acquisition Corp. Class A Common Stock, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Focus Impact BH3 Acquisition Company Class A Common Stock worth $19.7M.

  • Castle Creek Arbitrage's largest Q3 2022 buy was Focus Impact BH3 Acquisition Company Class A Common Stock: 1,980,000 shares worth $19.7M.
  • Castle Creek Arbitrage added most to Austerlitz Acquisition Corporation II in Q3 2022, an estimated $8.32M increase.
  • Castle Creek Arbitrage's biggest Q3 2022 reduction was Qiagen, cutting an estimated $908K.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.5M.
  • Castle Creek Arbitrage's ten largest holdings make up 22% of its $1.81B portfolio in Q3 2022.
  • Castle Creek Arbitrage opened 86 new positions and closed 71 in Q3 2022.
  • Castle Creek Arbitrage's portfolio value fell 1.3% quarter-over-quarter to $1.81B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.