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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDTXW
501
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
$111K 0.01%
225,000
– –
BNAIW
502
Brand Engagement Network Warrant
BNAIW
$1.81M
$110K 0.01%
218,790
– –
CLRMW
503
DELISTED
Clarim Acquisition Corp. Warrant
CLRMW
$110K 0.01%
181,472
– –
ACHR.WS icon
504
Archer Aviation Redeemable Warrants
ACHR.WS
$15M
$108K 0.01%
95,235
– –
NBSTW
505
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$108K 0.01%
194,891
– –
FMAC.WS
506
DELISTED
FirstMark Horizon Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one shar
FMAC.WS
$106K 0.01%
106,410
– –
FSRDW
507
DELISTED
Fast Radius, Inc. Warrants
FSRDW
$105K 0.01%
149,196
– –
MONCW
508
DELISTED
Monument Circle Acquisition Corp. Warrant
MONCW
$104K 0.01%
204,830
– –
TEKKW
509
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$102K 0.01%
157,170
– –
WPCB.WS
510
DELISTED
Warburg Pincus Capital Corporation I-B Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
WPCB.WS
$101K 0.01%
100,931
– –
LITTW
511
DELISTED
Logistics Innovation Technologies Corp. Warrant
LITTW
$98K ﹤0.01%
+116,666
New +$111K
DGNU
512
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$98K ﹤0.01%
10,000
– –
CLIM
513
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$98K ﹤0.01%
10,000
– –
MACAW
514
DELISTED
Moringa Acquisition Corp Warrant
MACAW
$97K ﹤0.01%
178,759
– –
NSTB
515
DELISTED
Northern Star Investment Corp. II
NSTB
$97K ﹤0.01%
10,000
– –
LDHAW
516
DELISTED
LDH Growth Corp I Warrant
LDHAW
$97K ﹤0.01%
127,876
– –
BRDS.WS
517
DELISTED
Bird Global, Inc. Warrants each whole warrant exercisable to purchase 1/25th of a share of Class A Common Stock at an exercise price of $287.50 per share
BRDS.WS
$96K ﹤0.01%
+91,113
New +$134K
AMPS.WS
518
DELISTED
Altus Power Warrants
AMPS.WS
$95K ﹤0.01%
+37,500
New +$91.4K
PSFE.WS
519
DELISTED
Paysafe Ltd Warrants
PSFE.WS
$93K ﹤0.01%
141,448
-225,300
-61% -$282K
ACKIW
520
DELISTED
Ackrell SPAC Partners I Co Warrants
ACKIW
$93K ﹤0.01%
182,124
-47,006
-21% -$26.1K
REEAW
521
DELISTED
REE Automotive Ltd. Warrant
REEAW
$92K ﹤0.01%
91,311
– –
PNTM.WS
522
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
$89K ﹤0.01%
99,999
– –
CPSR.WS
523
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
$89K ﹤0.01%
141,423
– –
PHICW
524
DELISTED
Population Health Investment Co., Inc. Warrant
PHICW
$85K ﹤0.01%
166,666
– –
PMVC.WS
525
DELISTED
PMV Consumer Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PMVC.WS
$85K ﹤0.01%
137,500
– –
19 20
21
22 23

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.