We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMYI.WS
501
DELISTED
dMY Technology Group, Inc. III Redeemable warrants, each whole warrant exercisable for one share of
DMYI.WS
$74K ﹤0.01%
21,441
-16,059
-43% -$44.9K
IBER.WS
502
DELISTED
Ibere Pharmaceuticals Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
IBER.WS
$73K ﹤0.01%
+126,723
New +$85.1K
PACXW
503
DELISTED
Pioneer Merger Corp. Warrant
PACXW
$73K ﹤0.01%
66,666
– –
TALKW
504
DELISTED
Talkspace Inc Warrant
TALKW
$72K ﹤0.01%
97,500
– –
LHC.WS
505
DELISTED
Leo Holdings Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
LHC.WS
$72K ﹤0.01%
112,499
– –
ISOS.WS
506
DELISTED
Isos Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share
ISOS.WS
$72K ﹤0.01%
53,880
-2,500
-4% -$3.33K
AAC.WS
507
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$71K ﹤0.01%
84,133
– –
PNTM.WS
508
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
$71K ﹤0.01%
99,999
– –
LVRAW
509
DELISTED
Levere Holdings Corp. Warrant
LVRAW
$71K ﹤0.01%
83,332
– –
NAACW
510
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$71K ﹤0.01%
101,598
– –
LDTCW
511
DELISTED
LeddarTech Holdings Inc. Warrants
LDTCW
$70K ﹤0.01%
99,998
– –
RGTIW icon
512
Rigetti Computing Warrants
RGTIW
$106M
$70K ﹤0.01%
86,993
– –
HLAHW
513
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Warrant
HLAHW
$70K ﹤0.01%
99,999
– –
YSAC.WS
514
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
$69K ﹤0.01%
74,999
– –
KLAQW
515
DELISTED
KL Acquisition Corp Warrant
KLAQW
$68K ﹤0.01%
99,998
– –
KRNLW
516
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$66K ﹤0.01%
112,499
– –
FTPAW
517
DELISTED
FTAC Parnassus Acquisition Corp. Warrant
FTPAW
$66K ﹤0.01%
68,749
– –
ESM.WS
518
DELISTED
ESM Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ESM.WS
$65K ﹤0.01%
99,240
– –
AFAQW
519
DELISTED
AF Acquisition Corp Warrants
AFAQW
$65K ﹤0.01%
116,665
– –
SCOAW
520
DELISTED
ScION Tech Growth I Warrant
SCOAW
$64K ﹤0.01%
83,332
– –
KAHC.WS
521
DELISTED
KKR Acquisition Holdings I Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
KAHC.WS
$64K ﹤0.01%
67,218
– –
ZWRKW
522
DELISTED
Z-Work Acquisition Corp. Warrant
ZWRKW
$64K ﹤0.01%
99,999
– –
COCHW icon
523
Envoy Medical Warrant
COCHW
$375K
$63K ﹤0.01%
97,960
– –
FZT.WS
524
DELISTED
FAST Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FZT.WS
$63K ﹤0.01%
69,199
– –
DNZ.WS
525
DELISTED
D and Z Media Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
DNZ.WS
$62K ﹤0.01%
100,703
– –
19 20
21
22 23

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.