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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.72B
AUM Growth
+$74.2M
Cap. Flow
-$60.6M
Cap. Flow %
-3.53%
Top 10 Hldgs %
26.94%
Holding
651
New
373
Increased
16
Reduced
43
Closed
95

Top Buys

Rank Stock Value
1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$20M
2
CXAI icon
CXApp
CXAI
+$18.9M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

Rank Stock Value
1
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPF.WS
501
DELISTED
Foley Trasimene Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
WPF.WS
$39K ﹤0.01%
24,214
– –
SFRWW
502
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$38K ﹤0.01%
+45,355
New +$70.6K
BLUA.WS
503
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$37K ﹤0.01%
+58,332
New +$52.7K
FPAC.WS
504
DELISTED
Far Peak Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
FPAC.WS
$37K ﹤0.01%
+33,332
New +$59K
GHACW
505
DELISTED
Gaming & Hospitality Acquisition Corp. Warrants
GHACW
$36K ﹤0.01%
+39,999
New +$38.3K
CBAH.WS
506
DELISTED
CBRE Acquisition Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A co
CBAH.WS
$35K ﹤0.01%
+37,500
New +$55.6K
HIGA.WS
507
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
$34K ﹤0.01%
33,333
– –
TINV.WS
508
DELISTED
Tiga Acquisition Corp. Warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
TINV.WS
$32K ﹤0.01%
+25,000
New +$46.2K
TOIIW
509
The Oncology Institute Warrant
TOIIW
$4.45M
$30K ﹤0.01%
22,000
– –
AKICW
510
DELISTED
Sports Ventures Acquisition Corp. Warrant
AKICW
$30K ﹤0.01%
+33,332
New +$36.7K
BIOTW
511
DELISTED
Biotech Acquisition Company Warrant
BIOTW
$29K ﹤0.01%
+50,000
New +$35.3K
HCICW
512
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
$27K ﹤0.01%
+24,999
New +$36.2K
SEAH.WS
513
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
$27K ﹤0.01%
24,999
– –
SLCRW
514
DELISTED
Silver Crest Acquisition Corporation Warrant
SLCRW
$26K ﹤0.01%
+50,000
New +$31.2K
POWRW
515
DELISTED
Powered Brands Warrants
POWRW
$25K ﹤0.01%
+33,333
New +$35.6K
HYZNW
516
DELISTED
Hyzon Motors Inc. Warrants
HYZNW
$22K ﹤0.01%
11,837
– –
FINMW
517
DELISTED
Marlin Technology Corporation Warrant
FINMW
$22K ﹤0.01%
+30,793
New +$27K
TLMDW
518
DELISTED
SOC Telemed, Inc. Warrants
TLMDW
$22K ﹤0.01%
24,700
– –
IVAN.WS
519
DELISTED
Ivanhoe Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
IVAN.WS
$22K ﹤0.01%
+16,666
New +$26.4K
CFFVW
520
DELISTED
CF Acquisition Corp. V Warrant
CFFVW
$22K ﹤0.01%
+33,333
New +$23.5K
STPC.WS
521
DELISTED
Star Peak Corp II Warrants, each whole warrant exercisable for one share of Class A common stock at
STPC.WS
$22K ﹤0.01%
+15,000
New +$33.1K
STRDW
522
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$21K ﹤0.01%
91,380
– –
EMPW.WS
523
DELISTED
Empower Ltd. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at a
EMPW.WS
$20K ﹤0.01%
+16,666
New +$21.3K
HCIIW
524
DELISTED
Hudson Executive Investment Corp. II Warrant
HCIIW
$19K ﹤0.01%
+24,999
New +$23.8K
ENJYW
525
DELISTED
Enjoy Technology, Inc. Warrant
ENJYW
$19K ﹤0.01%
+15,000
New +$25.5K
19 20
21
22 23

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Castle Creek Arbitrage's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Creek Arbitrage held 651 positions worth $1.72B, up 4.5% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Creek Arbitrage withdrew a net $60.6M in Q1 2021, closing 95 positions and reducing 43 holdings. Its most notable exit was KINS Technology Group Inc. Unit, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Stratim Cloud Acquisition Corp. Unit worth $19.9M.

  • Castle Creek Arbitrage's largest Q1 2021 buy was Stratim Cloud Acquisition Corp. Unit: 1,997,101 shares worth $19.9M.
  • Castle Creek Arbitrage added most to Spire Global in Q1 2021, an estimated $4.92M increase.
  • Castle Creek Arbitrage's biggest Q1 2021 reduction was GeneDx Holdings, cutting an estimated $12.9M.
  • Castle Creek Arbitrage fully exited KINS Technology Group Inc. Unit in Q1 2021, selling an estimated $19.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 27% of its $1.72B portfolio in Q1 2021.
  • Castle Creek Arbitrage opened 373 new positions and closed 95 in Q1 2021.
  • Castle Creek Arbitrage's portfolio value rose 4.5% quarter-over-quarter to $1.72B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2021, filed 17 May 2021.