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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EJFAW
476
DELISTED
EJF Acquisition Corp. Warrant
EJFAW
$146K 0.01%
113,332
– –
NXU.WS
477
DELISTED
Novus Capital Corporation II Redeemable warrants, each whole warrant exercisable for shares of Class
NXU.WS
$146K 0.01%
116,666
– –
PICC
478
DELISTED
Pivotal Investment Corporation III
PICC
$146K 0.01%
14,995
– –
MIMO.WS
479
DELISTED
Airspan Networks Holdings Inc Warrants
MIMO.WS
$145K 0.01%
200,000
– –
LJAQW
480
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
$145K 0.01%
295,860
– –
LEV.WS
481
DELISTED
The Lion Electric Company Redeemable Warrants, each whole warrant entitles the holder to purchase one Common Share at a price of $11.50 per share
LEV.WS
$143K 0.01%
52,561
– –
JCICW
482
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
$140K 0.01%
260,118
– –
FACA.WS
483
DELISTED
Figure Acquisition Corp. I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
FACA.WS
$135K 0.01%
115,686
– –
HCCCW
484
DELISTED
Healthcare Capital Corp. Warrant
HCCCW
$133K 0.01%
273,216
– –
FATH.WS
485
DELISTED
Fathom Digital Manufacturing Corporation Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50 per share
FATH.WS
$132K 0.01%
+149,136
New +$129K
HPX.WS
486
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
$131K 0.01%
242,800
– –
RUMBW
487
RUM Group Inc Warrant
RUMBW
$11.8M
$128K 0.01%
49,940
– –
CMPOW
488
DELISTED
CompoSecure Inc Warrant
CMPOW
$125K 0.01%
80,000
– –
HZON.WS
489
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$122K 0.01%
131,422
– –
EVTL.WS
490
DELISTED
Vertical Aerospace Ltd. Warrants, each whole warrant exercisable for 1/10th of an ordinary share at an exercise price of $115.00 per share
EVTL.WS
$121K 0.01%
+175,235
New +$169K
ASZ.WS
491
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$121K 0.01%
126,651
– –
QSIAW
492
DELISTED
Quantum-Si Inc Warrant
QSIAW
$119K 0.01%
66,666
– –
GRNAW
493
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$119K 0.01%
100,000
– –
PV.WS
494
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$119K 0.01%
185,137
– –
ABVEW
495
DELISTED
Above Food Ingredients Inc Warrants
ABVEW
$118K 0.01%
229,587
-539
-0.2% -$330
EVOJW
496
DELISTED
Evo Acquisition Corp. Warrant
EVOJW
$116K 0.01%
241,540
– –
ADERW
497
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
$115K 0.01%
174,999
– –
BRIVW
498
DELISTED
B. Riley Principal 250 Merger Corp. Warrant
BRIVW
$113K 0.01%
141,665
– –
RCHGW
499
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$113K 0.01%
230,000
– –
RKTA.WS
500
DELISTED
Rocket Internet Growth Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
RKTA.WS
$112K 0.01%
148,841
– –
18 19
20
21 22

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.