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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVFA
476
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$98K 0.01%
10,000
– –
CLIM
477
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$98K 0.01%
10,000
– –
LDHAW
478
DELISTED
LDH Growth Corp I Warrant
LDHAW
$96K 0.01%
127,876
+16,219
+15% +$16.5K
CLAS.WS
479
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$96K 0.01%
163,693
– –
NBSTW
480
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$95K 0.01%
194,891
-109
-0.1% -$71
WPCB.WS
481
DELISTED
Warburg Pincus Capital Corporation I-B Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
WPCB.WS
$94K 0.01%
100,931
– –
PMVC.WS
482
DELISTED
PMV Consumer Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PMVC.WS
$93K 0.01%
137,500
– –
FSNB.WS
483
DELISTED
Fusion Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FSNB.WS
$92K 0.01%
139,630
– –
CRHC.WS
484
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
$90K 0.01%
100,000
-183,332
-65% -$201K
AISPW
485
Airship AI Holdings Warrants
AISPW
$12.5M
$89K 0.01%
+146,779
New +$101K
COOLW
486
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$89K 0.01%
111,342
– –
DLCAW
487
DELISTED
Deep Lake Capital Acquisition Corp. Warrant
DLCAW
$89K 0.01%
129,074
– –
OPA.WS
488
DELISTED
Magnum Opus Acquisition Limited Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
OPA.WS
$87K ﹤0.01%
75,000
– –
EQHA.WS
489
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
$85K ﹤0.01%
149,999
– –
TWNI.WS
490
DELISTED
Tailwind International Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TWNI.WS
$85K ﹤0.01%
137,352
– –
LVOXW
491
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$83K ﹤0.01%
68,504
– –
EACPW
492
DELISTED
Edify Acquisition Corp. Warrant
EACPW
$82K ﹤0.01%
149,999
– –
IGACW
493
DELISTED
IG Acquisition Corp. Warrant
IGACW
$82K ﹤0.01%
100,000
– –
EQRXW
494
DELISTED
EQRx, Inc. Warrant
EQRXW
$80K ﹤0.01%
+40,000
New +$86.8K
REEAW
495
DELISTED
REE Automotive Ltd. Warrant
REEAW
$79K ﹤0.01%
+91,311
New +$115K
HOFVW
496
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
$77K ﹤0.01%
120,619
– –
BROGW
497
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$77K ﹤0.01%
149,850
– –
PIPP.WS
498
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
$75K ﹤0.01%
93,166
– –
HCICW
499
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
$74K ﹤0.01%
59,652
– –
CHAA.WS
500
DELISTED
Catcha Investment Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CHAA.WS
$74K ﹤0.01%
112,825
– –
18 19
20
21 22

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Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.