We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.72B
AUM Growth
+$74.2M
Cap. Flow
-$60.6M
Cap. Flow %
-3.53%
Top 10 Hldgs %
26.94%
Holding
651
New
373
Increased
16
Reduced
43
Closed
95

Top Buys

Rank Stock Value
1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$20M
2
CXAI icon
CXApp
CXAI
+$18.9M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

Rank Stock Value
1
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAC.WS
476
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$63K ﹤0.01%
+72,199
New +$64.9K
YSAC.WS
477
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
$63K ﹤0.01%
74,999
– –
XOSWW
478
Xos Inc Warrants
XOSWW
$17K
$62K ﹤0.01%
33,333
– –
NAACW
479
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$61K ﹤0.01%
+101,598
New +$77.7K
PACXW
480
DELISTED
Pioneer Merger Corp. Warrant
PACXW
$61K ﹤0.01%
+66,666
New +$76.8K
GSMGW
481
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
$60K ﹤0.01%
400,000
– –
DNZ.WS
482
DELISTED
D and Z Media Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
DNZ.WS
$60K ﹤0.01%
+100,703
New +$66.9K
GOAC.WS
483
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$60K ﹤0.01%
66,666
– –
FOXO.WS
484
DELISTED
FOXO Technologies Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FOXO.WS
$59K ﹤0.01%
+113,399
New +$103K
TZPSW
485
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
$56K ﹤0.01%
+93,232
New +$82K
ATA.WS
486
DELISTED
Americas Technology Acquisition Corp.Redeemable Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50
ATA.WS
$55K ﹤0.01%
+100,598
New +$95.5K
ASAQ.WS
487
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$55K ﹤0.01%
74,999
– –
PV.WS
488
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$50K ﹤0.01%
+62,438
New +$66K
SRZNW icon
489
Surrozen Inc Warrant
SRZNW
$48K ﹤0.01%
+68,066
New +$116K
HGASW
490
DELISTED
Global Gas Corporation Warrant
HGASW
$47K ﹤0.01%
+75,000
New +$74.3K
OEPWW
491
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$47K ﹤0.01%
+66,666
New +$53K
ASTRW
492
DELISTED
Astra Space, Inc. Warrant
ASTRW
$47K ﹤0.01%
+16,216
New +$55.1K
FLACW
493
DELISTED
Frazier Lifesciences Acquisition Corporation Warrant
FLACW
$46K ﹤0.01%
+51,520
New +$87.1K
CRU.WS
494
DELISTED
Crucible Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CRU.WS
$46K ﹤0.01%
+33,332
New +$52.1K
RMGCW
495
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$43K ﹤0.01%
+34,999
New +$49K
CLNNW
496
DELISTED
Clene Inc Warrant
CLNNW
$41K ﹤0.01%
+33,876
New +$39.1K
PMGMW
497
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$40K ﹤0.01%
+68,049
New +$50.1K
FTCVW
498
DELISTED
FinTech Acquisition Corp. V Warrant
FTCVW
$40K ﹤0.01%
+16,666
New +$39.5K
RTPZ.WS
499
DELISTED
Reinvent Technology Partners Z Redeemable warrants, each whole warrant exercisable for one Class A o
RTPZ.WS
$40K ﹤0.01%
+25,429
New +$73.3K
IACA.WS
500
DELISTED
ION Acquisition Corp 1 Ltd. Warrants, each whole warrant exercisable for one Class A ordinary share
IACA.WS
$40K ﹤0.01%
17,596
– –
18 19
20
21 22

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Creek Arbitrage held 651 positions worth $1.72B, up 4.5% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Creek Arbitrage withdrew a net $60.6M in Q1 2021, closing 95 positions and reducing 43 holdings. Its most notable exit was KINS Technology Group Inc. Unit, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Stratim Cloud Acquisition Corp. Unit worth $19.9M.

  • Castle Creek Arbitrage's largest Q1 2021 buy was Stratim Cloud Acquisition Corp. Unit: 1,997,101 shares worth $19.9M.
  • Castle Creek Arbitrage added most to Spire Global in Q1 2021, an estimated $4.92M increase.
  • Castle Creek Arbitrage's biggest Q1 2021 reduction was GeneDx Holdings, cutting an estimated $12.9M.
  • Castle Creek Arbitrage fully exited KINS Technology Group Inc. Unit in Q1 2021, selling an estimated $19.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 27% of its $1.72B portfolio in Q1 2021.
  • Castle Creek Arbitrage opened 373 new positions and closed 95 in Q1 2021.
  • Castle Creek Arbitrage's portfolio value rose 4.5% quarter-over-quarter to $1.72B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2021, filed 17 May 2021.