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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALTI icon
26
AlTi Global
ALTI
$378M
$9.85M 0.56%
999,999
– –
BLTS
27
DELISTED
Bright Lights Acquisition Corp. Class A Common Stock
BLTS
$9.8M 0.55%
1,007,344
– –
GSAQ
28
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
$9.8M 0.55%
999,998
– –
EDNCU
29
DELISTED
Endurance Acquisition Corp. Unit
EDNCU
$9.75M 0.55%
+980,000
New +$9.72M
COLI
30
DELISTED
Colicity Inc. Class A Common Stock
COLI
$9.74M 0.55%
1,000,065
– –
KSI
31
DELISTED
Kadem Sustainable Impact Corporation Class A common stock
KSI
$9.22M 0.52%
950,000
– –
GFX
32
DELISTED
Golden Falcon Acquisition Corp.
GFX
$8.94M 0.5%
917,332
– –
HHLA
33
DELISTED
HH&L Acquisition Co.
HHLA
$8.87M 0.5%
913,588
– –
CTAQ
34
DELISTED
Carney Technology Acquisition Corp. II Class A Common Stock
CTAQ
$8.79M 0.5%
899,895
– –
MDH
35
DELISTED
MDH Acquisition Corp.
MDH
$8.5M 0.48%
864,106
– –
MSPR
36
DELISTED
MSP Recovery Inc
MSPR
$8.48M 0.48%
196
-59
-23% -$2.55M
PGRW
37
DELISTED
Progress Acquisition Corp. Class A Common Stock
PGRW
$8.43M 0.48%
864,520
– –
CRHC
38
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$8.35M 0.47%
849,996
– –
TCAC
39
DELISTED
Tuatara Capital Acquisition Corporation Class A Ordinary Shares
TCAC
$8.28M 0.47%
+851,460
New +$8.25M
DWACU
40
DELISTED
Digital World Acquisition Corp. Units
DWACU
$8.23M 0.46%
+813,247
New +$8.18M
MACQ
41
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
$7.89M 0.45%
799,998
– –
DRAYU
42
DELISTED
Macondray Capital Acquisition Corp. I Unit
DRAYU
$7.81M 0.44%
+782,500
New +$7.77M
SWET
43
DELISTED
Athlon Acquisition Corp. Class A Common stock
SWET
$7.78M 0.44%
799,998
– –
FLYA.U
44
DELISTED
SOAR Technology Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
FLYA.U
$7.61M 0.43%
+750,000
New +$7.63M
TMTS
45
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
$7.56M 0.43%
747,193
– –
IRAA
46
DELISTED
Iris Acquisition Corp Class A Common Stock
IRAA
$7.53M 0.42%
+775,184
New +$7.52M
DDMX
47
DELISTED
DD3 Acquisition Corp. II Class A Common Stock
DDMX
$7.47M 0.42%
753,898
– –
AEAC
48
DELISTED
Authentic Equity Acquisition Corp. Class A ordinary share
AEAC
$7.15M 0.4%
737,498
– –
EPHY
49
DELISTED
Epiphany Technology Acquisition Corp. Class A Common Stock
EPHY
$7.11M 0.4%
728,652
– –
LUXA
50
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
$7.01M 0.4%
714,339
– –
1
2
3 4 5

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Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.