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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+10.36%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.64B
AUM Growth
+$340M
Cap. Flow
-$23.5M
Cap. Flow %
-1.43%
Top 10 Hldgs %
43.79%
Holding
361
New
186
Increased
14
Reduced
24
Closed
74

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$28M
2
BTAQ
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
+$27.4M
3
OPAD icon
Offerpad Solutions
OPAD
+$22.6M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M

Top Sells

Rank Stock Value
1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
+$27.9M
2
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
+$16M
3
LCAPU
Lionheart Acquisition Corp. II Unit
LCAPU
+$11.1M
4
RMO
Romeo Power, Inc.
RMO
+$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 14.63%
2 Technology 3.92%
3 Healthcare 3.83%
4 Industrials 3.6%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GFX.U
26
DELISTED
Golden Falcon Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
GFX.U
$10.2M 0.62%
+980,682
New +$10.2M
BOWX
27
DELISTED
BowX Acquisition Corp. Class A Common Stock
BOWX
$9.32M 0.57%
+908,340
New +$9.12M
CTAQU
28
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
$9.23M 0.56%
+900,000
New +$9.24M
CRHC
29
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$8.85M 0.54%
+849,996
New +$8.48M
ROCCU
30
DELISTED
Roth CH Acquisition II Co. Unit
ROCCU
$8.84M 0.54%
+849,501
New +$8.77M
ORGN
31
DELISTED
Origin Materials
ORGN
$8.43M 0.51%
26,423
-2,500
-9% -$748K
LVOX
32
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$8.42M 0.51%
805,512
– –
TMTS
33
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
$8.05M 0.49%
+800,000
New +$7.95M
DDMXU
34
DELISTED
DD3 Acquisition Corp. II Unit
DDMXU
$7.92M 0.48%
+753,898
New +$7.85M
ME
35
DELISTED
23andMe Holding Co
ME
$7.71M 0.47%
+33,750
New +$7.55M
LUXA
36
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
$7.65M 0.47%
+711,339
New +$7.62M
FST
37
DELISTED
FAST Acquisition Corp.
FST
$7.61M 0.46%
+743,267
New +$7.29M
CND.U
38
DELISTED
Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CND.U
$7.53M 0.46%
+730,000
New +$7.45M
MOTV.U
39
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
$7.38M 0.45%
+700,000
New +$7.25M
GPGI
40
GPGI Inc
GPGI
$4.17B
$7.04M 0.43%
+838,422
New +$7M
VIIAU
41
DELISTED
7GC & Co Holdings Unit
VIIAU
$6.86M 0.42%
+650,000
New +$6.78M
LOKB.U
42
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
$6.51M 0.4%
+600,000
New +$6.28M
SOFI icon
43
SoFi Technologies
SOFI
$21.4B
$6.51M 0.4%
+522,961
New +$5.9M
ALTUU
44
DELISTED
Altitude Acquisition Corp Unit
ALTUU
$6.4M 0.39%
+618,770
New +$6.38M
TMC icon
45
TMC The Metals Company
TMC
$1.56B
$6.18M 0.38%
574,636
– –
UP icon
46
Wheels Up
UP
$201M
$5.98M 0.36%
+3,000
New +$5.95M
SAII
47
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
$5.72M 0.35%
+575,000
New +$5.64M
ACIC.U
48
DELISTED
Atlas Crest Investment Corp. Units, each consisting of one Class A common stock, and one-third of on
ACIC.U
$5.28M 0.32%
+500,000
New +$5.11M
PHICU
49
DELISTED
Population Health Investment Co., Inc. Unit
PHICU
$5.22M 0.32%
+500,000
New +$5.15M
GNPK.U
50
DELISTED
Genesis Park Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of
GNPK.U
$5.2M 0.32%
+500,000
New +$5.14M
1
2
3 4 5

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Castle Creek Arbitrage's Q4 2020 Portfolio in Review

As of Q4 2020, Castle Creek Arbitrage held 361 positions worth $1.64B, up 26% from $1.3B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Castle Creek Arbitrage's Q4 2020 filing shows 186 new, 14 increased, 24 reduced and 74 closed positions. Its largest new stake was Social Capital Hedosophia Holdings Corp. VI: 2,465,880 shares worth $30.3M. The largest sale was Burgundy Technology Acquisition Corporation Unit, an estimated $27.9M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 8.3% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2020 buy was Social Capital Hedosophia Holdings Corp. VI: 2,465,880 shares worth $30.3M.
  • Castle Creek Arbitrage added most to Nuvation Bio in Q4 2020, an estimated $8.68M increase.
  • Castle Creek Arbitrage's biggest Q4 2020 reduction was Aeva Technologies, cutting an estimated $8.14M.
  • Castle Creek Arbitrage fully exited Burgundy Technology Acquisition Corporation Unit in Q4 2020, selling an estimated $27.9M.
  • Castle Creek Arbitrage's ten largest holdings make up 44% of its $1.64B portfolio in Q4 2020.
  • Castle Creek Arbitrage opened 186 new positions and closed 74 in Q4 2020.
  • Castle Creek Arbitrage's portfolio value rose 26% quarter-over-quarter to $1.64B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2020, filed 16 Feb 2021.