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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.3B
AUM Growth
+$126M
Cap. Flow
-$461M
Cap. Flow %
-35.36%
Top 10 Hldgs %
61.58%
Holding
240
New
103
Increased
17
Reduced
17
Closed
55

Top Buys

Rank Stock Value
1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
+$27.9M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$19.6M
3
MKTW icon
MarketWise
MKTW
+$17.5M
4
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
+$16M
5
TMPO
Tempo Automation Holdings, Inc. Common Stock
TMPO
+$14.7M

Top Sells

Rank Stock Value
1
FSR
Fisker Inc.
FSR
+$21.7M
2
GCMG icon
GCM Grosvenor
GCMG
+$14.4M
3
LSEA
Landsea Homes
LSEA
+$11.8M
4
THCBU
Tuscan Holdings Corp. Unit
THCBU
+$9.39M
5
TRIT
Triterras, Inc. Class A Ordinary Shares
TRIT
+$8.91M

Sector Composition

Rank Sector Weight
1 Financials 8.34%
2 Technology 4.57%
3 Healthcare 2.23%
4 Consumer Discretionary 2.09%
5 Industrials 1.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASLE icon
26
AerSale
ASLE
$307M
$5.07M 0.39%
495,346
-635,169
-56% -$6.53M
MAPS
27
DELISTED
WM TECHNOLOGY INC A
MAPS
$5.07M 0.39%
+500,000
New +$5.05M
ASPL.U
28
DELISTED
Aspirational Consumer Lifestyle Corp. Units, each consisting of one Class A ordinary share and one-t
ASPL.U
$5M 0.38%
+500,000
New +$5M
GNRS
29
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
$4.88M 0.37%
+500,000
New +$4.93M
SHPW
30
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$4.7M 0.36%
59,375
+50,000
+533% +$3.98M
CIIC
31
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
$4.64M 0.36%
463,036
+275,497
+147% +$2.77M
SRTA
32
Strata Critical Medical Inc
SRTA
$445M
$4.52M 0.35%
450,000
+400,000
+800% +$4.04M
UWMC icon
33
UWM Holdings
UWMC
$624M
$4.5M 0.35%
+436,569
New +$4.6M
VIHAU
34
DELISTED
VPC Impact Acquisition Holdings Unit
VIHAU
$4.5M 0.34%
+450,000
New +$4.5M
ALUS
35
DELISTED
Alussa Energy Acquisition Corp
ALUS
$4.47M 0.34%
+449,956
New +$4.49M
NUVB icon
36
Nuvation Bio
NUVB
$2.32B
$4.41M 0.34%
+393,474
New +$4.25M
TWCTU
37
DELISTED
TWC Tech Holdings II Corp. Unit
TWCTU
$4.05M 0.31%
+400,200
New +$4.06M
BKSY icon
38
BlackSky Technology
BKSY
$903M
$4.04M 0.31%
+49,675
New +$4.01M
LOTZ
39
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$3.94M 0.3%
+385,208
New +$3.95M
CELU icon
40
Celularity
CELU
$21.7M
$3.71M 0.28%
35,350
-4,650
-12% -$482K
EOSE icon
41
Eos Energy Enterprises
EOSE
$1.31B
$3.3M 0.25%
329,845
-80,155
-20% -$828K
RPLA
42
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$3.14M 0.24%
308,096
– –
PAYA
43
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$3.13M 0.24%
303,467
-291,500
-49% -$3.07M
BFT.U
44
DELISTED
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
$3.06M 0.23%
+300,000
New +$3.07M
NSH.U
45
DELISTED
NavSight Holdings, Inc. Units, each consisting of one share of Class A Common Stock and one-half of
NSH.U
$3.02M 0.23%
+300,000
New +$3.01M
ETWO
46
DELISTED
E2open Parent Holdings
ETWO
$2.82M 0.22%
+271,498
New +$2.79M
PMVC.U
47
DELISTED
PMV Consumer Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PMVC.U
$2.75M 0.21%
+275,000
New +$2.74M
VACQU
48
DELISTED
Vector Acquisition Corporation Unit
VACQU
$2.53M 0.19%
+250,000
New +$2.52M
ML
49
DELISTED
MoneyLion Inc.
ML
$2.51M 0.19%
+8,500
New +$2.5M
DNMR
50
DELISTED
Danimer Scientific, Inc.
DNMR
$2.5M 0.19%
+6,188
New +$2.47M
1
2
3 4 5

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PC
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GCMG
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AGP
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KI
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MWM
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LBA
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CRG
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Castle Creek Arbitrage's Q3 2020 Portfolio in Review

As of Q3 2020, Castle Creek Arbitrage held 240 positions worth $1.3B, up 11% from $1.18B the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Castle Creek Arbitrage withdrew a net $461M in Q3 2020, closing 55 positions and reducing 17 holdings. Its most notable exit was GCM Grosvenor, an estimated $14.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.3% of assets, up from 2.1% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Burgundy Technology Acquisition Corporation Unit worth $27.9M.

  • Castle Creek Arbitrage's largest Q3 2020 buy was Burgundy Technology Acquisition Corporation Unit: 2,800,000 shares worth $27.9M.
  • Castle Creek Arbitrage added most to Tuscan Holdings Corp. II Common Stock in Q3 2020, an estimated $6.97M increase.
  • Castle Creek Arbitrage's biggest Q3 2020 reduction was Fisker Inc., cutting an estimated $21.7M.
  • Castle Creek Arbitrage fully exited GCM Grosvenor in Q3 2020, selling an estimated $14.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 62% of its $1.3B portfolio in Q3 2020.
  • Castle Creek Arbitrage opened 103 new positions and closed 55 in Q3 2020.
  • Castle Creek Arbitrage's portfolio value rose 11% quarter-over-quarter to $1.3B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2020, filed 20 Oct 2020.