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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.78%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$624M
AUM Growth
+$188M
Cap. Flow
-$192M
Cap. Flow %
-30.75%
Top 10 Hldgs %
48.26%
Holding
145
New
44
Increased
3
Reduced
7
Closed
16

Top Buys

Rank Stock Value
1
GB
Global Blue Group Holding
GB
+$8.99M
2
SONY icon
Sony
SONY
+$7.86M
3
TRIT
Triterras, Inc. Class A Ordinary Shares
TRIT
+$7.08M
4
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$5.84M
5
RIDE
Lordstown Motors Corp. Class A Common Stock
RIDE
+$5.29M

Top Sells

Rank Stock Value
1
ALTG icon
Alta Equipment Group
ALTG
+$8.53M
2
GRAF.U
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
+$6.1M
3
ATCX
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
+$3.05M
4
DDMXU
DD3 Acquisition Corp. Units
DDMXU
+$2.08M
5
FMCIU
Forum Merger II Corporation Unit
FMCIU
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 5.36%
2 Consumer Discretionary 3.77%
3 Industrials 2.32%
4 Financials 1.32%
5 Real Estate 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFTW.U
26
DELISTED
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
$3.88M 0.62%
397,400
– –
GLEO.U
27
DELISTED
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
$3.84M 0.62%
400,000
– –
THCA
28
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$3.81M 0.61%
+390,963
New +$3.86M
TTCF
29
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$3.64M 0.58%
+354,000
New +$3.65M
RPLA
30
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$3.05M 0.49%
+308,096
New +$3.08M
GIX.U
31
DELISTED
GigCapital2, Inc.
GIX.U
$3.03M 0.49%
296,500
– –
DFNS.U
32
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
$3M 0.48%
300,000
– –
HCACU
33
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$2.8M 0.45%
275,000
-125,000
-31% -$1.34M
ASLE icon
34
AerSale
ASLE
$307M
$2.51M 0.4%
250,000
– –
CURI icon
35
CuriosityStream
CURI
$145M
$2.41M 0.39%
+247,583
New +$2.44M
LFACU
36
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
$2.35M 0.38%
228,346
– –
SBE.U
37
DELISTED
Switchback Energy Acquisition Corporation
SBE.U
$2.27M 0.36%
233,000
– –
CFFAU
38
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
$2.03M 0.33%
190,000
– –
OAC.U
39
DELISTED
Oaktree Acquisition Corp.
OAC.U
$2M 0.32%
+200,000
New +$2.07M
LAZR
40
DELISTED
Luminar Technologies
LAZR
$1.71M 0.27%
+11,333
New +$1.76M
HYG icon
41
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$1.43M 0.23%
+18,486
New +$1.56M
LVOXU
42
DELISTED
LiveVox Holding, Inc. Unit
LVOXU
$1.4M 0.23%
137,009
+10,000
+8% +$103K
SCPE
43
DELISTED
SC Health Corporation
SCPE
$1.37M 0.22%
+138,000
New +$1.37M
ARKO icon
44
ARKO Corp
ARKO
$901M
$1.37M 0.22%
+139,562
New +$1.41M
KHC icon
45
CALL
Kraft Heinz
KHC
$32.4B
$1.29M 0.21%
+52,000
New +$1.43M
AMCIU
46
DELISTED
AMCI Acquisition Corp Unit
AMCIU
$1.24M 0.2%
120,000
– –
FTACU
47
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$1.23M 0.2%
120,000
– –
CCH.U
48
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$1.23M 0.2%
120,000
– –
NPAUU
49
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$1.01M 0.16%
100,000
– –
SFT
50
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$1M 0.16%
+10,000
New +$999K
1
2
3 4 5

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Castle Creek Arbitrage's Q1 2020 Portfolio in Review

As of Q1 2020, Castle Creek Arbitrage held 145 positions worth $624M, up 43% from $436M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Castle Creek Arbitrage withdrew a net $192M in Q1 2020, closing 16 positions and reducing 7 holdings. Its most notable exit was Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant, an estimated $6.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 1.3% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Global Blue Group Holding worth $8.69M.

  • Castle Creek Arbitrage's largest Q1 2020 buy was Global Blue Group Holding: 859,000 shares worth $8.69M.
  • Castle Creek Arbitrage added most to Leafly Holdings, Inc. Common Stock in Q1 2020, an estimated $974K increase.
  • Castle Creek Arbitrage's biggest Q1 2020 reduction was Alta Equipment Group, cutting an estimated $8.53M.
  • Castle Creek Arbitrage fully exited Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant in Q1 2020, selling an estimated $6.1M.
  • Castle Creek Arbitrage's ten largest holdings make up 48% of its $624M portfolio in Q1 2020.
  • Castle Creek Arbitrage opened 44 new positions and closed 16 in Q1 2020.
  • Castle Creek Arbitrage's portfolio value rose 43% quarter-over-quarter to $624M.

Based on Castle Creek Arbitrage's 13F filing for Q1 2020, filed 21 Apr 2020.