CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$613M
AUM Growth
+$180M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
149
New
Increased
Reduced
Closed

Top Buys

1
+$8.69M
2
+$7.1M
3
+$7.02M
4
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$5.83M
5
RIDE
Lordstown Motors Corp. Class A Common Stock
RIDE
+$5.38M

Top Sells

1
+$6.1M
2
+$4.26M
3
+$3.05M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$2.52M
5
DDMXU
DD3 Acquisition Corp. Units
DDMXU
+$2.08M

Sector Composition

1 Technology 5.45%
2 Consumer Discretionary 3.83%
3 Industrials 2.36%
4 Financials 1.34%
5 Real Estate 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$3.84M 0.62%
400,000
27
$3.81M 0.61%
+390,963
28
$3.64M 0.58%
+354,000
29
$3.05M 0.49%
+308,096
30
$3.03M 0.49%
296,500
31
$3M 0.48%
300,000
32
$2.8M 0.45%
275,000
-125,000
33
$2.51M 0.4%
250,000
34
$2.41M 0.39%
+247,583
35
$2.35M 0.38%
228,346
36
$2.27M 0.36%
233,000
37
$2.03M 0.33%
190,000
38
$2M 0.32%
+200,000
39
$1.71M 0.27%
+11,333
40
$1.43M 0.23%
+18,486
41
$1.4M 0.23%
137,009
+10,000
42
$1.37M 0.22%
+138,000
43
$1.37M 0.22%
+139,562
44
$1.24M 0.2%
120,000
45
$1.23M 0.2%
120,000
46
$1.23M 0.2%
120,000
47
$1.01M 0.16%
100,000
48
$1M 0.16%
+10,000
49
$985K 0.16%
+100,000
50
$969K 0.16%
95,000
1
2
3 4 5