CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$396M
AUM Growth
-$491M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
87
New
Increased
Reduced
Closed

Top Buys

1
+$4.8M
2
+$3M
3
+$1.63M
4
CCC.U
Churchill Capital Corp
CCC.U
+$1.52M
5
BBCP icon
Concrete Pumping Holdings
BBCP
+$1.19M

Top Sells

1
+$3.67M
2
+$3.12M
3
+$1.49M
4
BROGU
Twelve Seas Investment Company Units
BROGU
+$1.45M
5
VTIQU
VectoIQ Acquisition Corp. Unit
VTIQU
+$1.33M

Sector Composition

1 Energy 0.83%
2 Industrials 0.3%
3 Communication Services 0.07%
4 Consumer Discretionary 0%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$195K 0.05%
447,200
27
$171K 0.04%
154,900
-109,800
28
$171K 0.04%
173,521
+117,021
29
$160K 0.04%
433,300
-266,700
30
$140K 0.03%
450,000
31
$115K 0.03%
199,999
-75,000
32
$102K 0.02%
+21,960
33
$98K 0.02%
51,819
-31,286
34
$55K 0.01%
362,797
+100,000
35
$44K 0.01%
20,715
-12,377
36
$20K ﹤0.01%
121,896
37
$10K ﹤0.01%
168,689
38
– –
0
39
– –
0
40
– –
0
41
– –
0
42
– –
0
43
– –
0
44
– –
-100,000
45
– –
0
46
– –
-24,949
47
– –
-300,098
48
– –
-122,910
49
– –
-129,999
50
– –
-35,221
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