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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.02%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$932M
AUM Growth
-$433M
Cap. Flow
-$795M
Cap. Flow %
-85.28%
Top 10 Hldgs %
81.48%
Holding
90
New
14
Increased
2
Reduced
8
Closed
17

Top Buys

Rank Stock Value
1
TMCXU
Trinity Merger Corp. Unit
TMCXU
+$5.05M
2
VTIQU
VectoIQ Acquisition Corp. Unit
VTIQU
+$4.51M
3
PACQU
Pure Acquisition Corp. Unit
PACQU
+$4.07M
4
LFACU
LF Capital Acquistion Corp. Unit
LFACU
+$3.26M
5
BROGU
Twelve Seas Investment Company Units
BROGU
+$3.12M

Top Sells

Rank Stock Value
1
AIFA
All In FutureTech Alliance Inc
AIFA
+$6.78M
2
OSPRU
Osprey Energy Acquisition Corp. Unit
OSPRU
+$3.74M
3
OPESU
Opes Acquisition Corp. Unit
OPESU
+$2.26M
4
INDUU
Industrea Acquisition Corp. Unit
INDUU
+$2.09M
5
ASB.WS
Associated Banc-Corp Warrants
ASB.WS
+$2.03M

Sector Composition

Rank Sector Weight
1 Communication Services 0.08%
2 Energy 0.03%
3 Healthcare 0%
4 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROSEW
26
DELISTED
Rosehill Resources Inc.
ROSEW
$294K 0.03%
264,700
-35,200
-12% -$34.4K
BRACW
27
DELISTED
Black Ridge Acquisition Corp. Warrant
BRACW
$245K 0.03%
700,000
– –
AKRX
28
CALL
DELISTED
Akorn Inc
AKRX
$232K 0.02%
+14,000
New +$215K
MMDMR
29
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$228K 0.02%
447,200
– –
BRACR
30
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$228K 0.02%
700,000
– –
OSPRW
31
DELISTED
Osprey Energy Acquisition Corp. Warrant
OSPRW
$208K 0.02%
+129,999
New +$158K
ESTRW
32
DELISTED
Estre Ambiental, Inc
ESTRW
$191K 0.02%
450,000
+150,000
+50% +$94.5K
MMDMW
33
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$179K 0.02%
274,999
– –
AHPAW
34
DELISTED
Avista Healthcare Public Acquisition Corp. Warrants
AHPAW
$122K 0.01%
262,797
+18,766
+8% +$6.57K
NESRW
35
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$100K 0.01%
83,105
-40,000
-32% -$46.5K
TPGE.WS
36
DELISTED
TPG Pace Energy Holdings Corp.
TPGE.WS
$97K 0.01%
35,221
-8,009
-19% -$18.6K
GSHTW
37
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
$56K 0.01%
33,092
-140
-0.4% -$242
INDUW
38
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
$34K ﹤0.01%
+56,500
New +$33.3K
SCACW
39
DELISTED
Saban Capital Acquisition Corp. Warrants
SCACW
$31K ﹤0.01%
+24,949
New +$28.5K
BHACW
40
DELISTED
Barington/Hilco Acquisition Corp. Warrants
BHACW
$26K ﹤0.01%
168,689
– –
BHACR
41
DELISTED
Barington/Hilco Acquisition Corp. Rights
BHACR
$23K ﹤0.01%
121,896
– –
AIFA
42
All In FutureTech Alliance Inc
AIFA
$12.2M
– –
-116,667
Closed -$6.78M
OPTU
43
CALL
Optimum Communications Inc
OPTU
$316M
– –
-235,100
Closed -$4.34M
IMXI icon
44
International Money Express
IMXI
$392M
– –
-52,915
Closed -$526K
IWM icon
45
PUT
iShares Russell 2000 ETF
IWM
$80.9B
– –
-50,000
Closed -$7.59M
MGY icon
46
Magnolia Oil & Gas
MGY
$5.83B
– –
-54,690
Closed -$552K
ORGO icon
47
Organogenesis Holdings
ORGO
$308M
– –
-79,806
Closed -$796K
SWKS icon
48
PUT
Skyworks Solutions
SWKS
$9.06B
– –
-50,000
Closed -$5.01M
VIVO
49
VivoPower PLC
VIVO
$131M
– –
-1,215
Closed -$27K
NESR
50
National Energy Services Reunited Corp
NESR
$2.79B
– –
-183,948
Closed -$1.83M
1
2
3

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Castle Creek Arbitrage's Q2 2018 Portfolio in Review

As of Q2 2018, Castle Creek Arbitrage held 90 positions worth $932M, down 32% from $1.37B the previous quarter. Its ten largest holdings account for 81% of the portfolio.

Castle Creek Arbitrage withdrew a net $795M in Q2 2018, closing 17 positions and reducing 8 holdings. Its most notable exit was All In FutureTech Alliance Inc, an estimated $6.78M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0.08% of assets, up from 0.05% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Trinity Merger Corp. Unit worth $5.03M.

  • Castle Creek Arbitrage's largest Q2 2018 buy was Trinity Merger Corp. Unit: 500,000 shares worth $5.03M.
  • Castle Creek Arbitrage added most to Estre Ambiental, Inc in Q2 2018, an estimated $94.5K increase.
  • Castle Creek Arbitrage's biggest Q2 2018 reduction was Industrea Acquisition Corp. Unit, cutting an estimated $2.09M.
  • Castle Creek Arbitrage fully exited All In FutureTech Alliance Inc in Q2 2018, selling an estimated $6.78M.
  • Castle Creek Arbitrage's ten largest holdings make up 81% of its $932M portfolio in Q2 2018.
  • Castle Creek Arbitrage opened 14 new positions and closed 17 in Q2 2018.
  • Castle Creek Arbitrage's portfolio value fell 32% quarter-over-quarter to $932M.

Based on Castle Creek Arbitrage's 13F filing for Q2 2018, filed 18 Jul 2018.