CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$888M
AUM Growth
-$449M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
96
New
Increased
Reduced
Closed

Top Buys

1
+$5.03M
2
+$4.53M
3
+$4.09M
4
LFACU
LF Capital Acquistion Corp. Unit
LFACU
+$3.27M
5
BROGU
Twelve Seas Investment Company Units
BROGU
+$3.12M

Top Sells

1
+$6.78M
2
+$3.74M
3
+$2.26M
4
INDUU
Industrea Acquisition Corp. Unit
INDUU
+$2.08M
5
ASB.WS
Associated Banc-Corp Warrants
ASB.WS
+$2.03M

Sector Composition

1 Communication Services 0.09%
2 Energy 0.04%
3 Consumer Discretionary 0%
4 Healthcare 0%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$208K 0.02%
+129,999
27
$191K 0.02%
450,000
+150,000
28
$179K 0.02%
274,999
29
$122K 0.01%
262,797
+18,766
30
$100K 0.01%
83,105
-40,000
31
$97K 0.01%
35,221
-8,009
32
$56K 0.01%
33,092
-140
33
$34K ﹤0.01%
+56,500
34
$31K ﹤0.01%
+24,949
35
$26K ﹤0.01%
168,689
36
$23K ﹤0.01%
121,896
37
– –
-700,000
38
– –
0
39
– –
-380,181
40
– –
-207,001
41
– –
-374,000
42
– –
-125,345
43
– –
0
44
– –
-52,915
45
– –
0
46
– –
-54,690
47
– –
0
48
– –
-79,806
49
– –
0
50
– –
-100,000
1
2
3