CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.34B
AUM Growth
+$108M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
91
New
Increased
Reduced
Closed

Top Buys

1
+$5.14M
2
+$3.58M
3
+$2.55M
4
OPESU
Opes Acquisition Corp. Unit
OPESU
+$2.26M
5
TIBRU
Tiberius Acquisition Corporation Units
TIBRU
+$2.02M

Top Sells

1
+$5.36M
2
+$4.21M
3
+$4.1M
4
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$2.9M
5
TPGE.U
TPG Pace Energy Holdings Corp.
TPGE.U
+$1.53M

Sector Composition

1 Communication Services 0.53%
2 Energy 0.2%
3 Healthcare 0.06%
4 Technology 0.04%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$273K 0.02%
700,000
27
$249K 0.02%
299,900
28
$210K 0.02%
700,000
29
$179K 0.01%
447,200
30
$172K 0.01%
207,001
-500
31
$162K 0.01%
300,000
32
$150K 0.01%
+125,345
33
$143K 0.01%
274,999
34
$111K 0.01%
+123,105
35
$81K 0.01%
+244,031
36
$80K 0.01%
+43,230
37
$55K ﹤0.01%
33,232
-100
38
$33K ﹤0.01%
121,896
39
$31K ﹤0.01%
168,689
40
$27K ﹤0.01%
1,215
41
– –
0
42
– –
0
43
– –
0
44
– –
0
45
– –
-397,769
46
– –
-546,420
47
– –
-71,000
48
– –
-400,000
49
– –
-56,038
50
– –
-150,000
1
2
3