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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.04%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.37B
AUM Growth
+$137M
Cap. Flow
-$1.1B
Cap. Flow %
-80.66%
Top 10 Hldgs %
85.42%
Holding
88
New
18
Increased
–
Reduced
8
Closed
11

Top Buys

Rank Stock Value
1
GPAQU
Gordon Pointe Acquisition Corp. Unit
GPAQU
+$5.04M
2
CMSSU
CM Seven Star Acquisition Corporation Unit
CMSSU
+$3.52M
3
MUDSU
Mudrick Capital Acquisition Corporation Unit
MUDSU
+$2.53M
4
OPESU
Opes Acquisition Corp. Unit
OPESU
+$2.26M
5
TIBRU
Tiberius Acquisition Corporation Units
TIBRU
+$2.01M

Top Sells

Rank Stock Value
1
MMDM
Modern Media Acquisition Corp. Common Stock
MMDM
+$5.36M
2
LCAHU
Landcadia Holdings, Inc. Unit
LCAHU
+$4.21M
3
WRLSU
Pensare Acquisition Corp. Unit
WRLSU
+$4.1M
4
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$2.9M
5
TPGE.U
TPG Pace Energy Holdings Corp.
TPGE.U
+$1.53M

Sector Composition

Rank Sector Weight
1 Technology 0.54%
2 Energy 0.2%
3 Healthcare 0.06%
4 Communication Services 0.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSKEW
26
DELISTED
Daseke, Inc. Warrant
DSKEW
$362K 0.03%
325,696
-200,285
-38% -$294K
NBR icon
27
Nabors Industries
NBR
$1.23B
$347K 0.03%
994
– –
WBD icon
28
Warner Bros
WBD
$64.6B
$343K 0.03%
16,000
-9,000
-36% -$214K
AMC icon
29
AMC Entertainment Holdings
AMC
$2.03B
$281K 0.02%
+2,000
New +$284K
BRACW
30
DELISTED
Black Ridge Acquisition Corp. Warrant
BRACW
$273K 0.02%
700,000
– –
ROSEW
31
DELISTED
Rosehill Resources Inc.
ROSEW
$249K 0.02%
299,900
– –
BRACR
32
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$210K 0.02%
700,000
– –
MMDMR
33
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$179K 0.01%
447,200
– –
EACQW
34
DELISTED
Easterly Acquisition Corp.
EACQW
$172K 0.01%
207,001
-500
-0.2% -$377
ESTRW
35
DELISTED
Estre Ambiental, Inc
ESTRW
$162K 0.01%
300,000
– –
CVONW
36
DELISTED
ConvergeOne Holdings, Inc. Warrant
CVONW
$150K 0.01%
+125,345
New +$123K
MMDMW
37
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$143K 0.01%
274,999
– –
NESRW
38
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$111K 0.01%
+123,105
New +$116K
AHPAW
39
DELISTED
Avista Healthcare Public Acquisition Corp. Warrants
AHPAW
$81K 0.01%
+244,031
New +$93.2K
TPGE.WS
40
DELISTED
TPG Pace Energy Holdings Corp.
TPGE.WS
$80K 0.01%
+43,230
New +$69.1K
GSHTW
41
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
$55K ﹤0.01%
33,232
-100
-0.3% -$161
BHACR
42
DELISTED
Barington/Hilco Acquisition Corp. Rights
BHACR
$33K ﹤0.01%
121,896
– –
BHACW
43
DELISTED
Barington/Hilco Acquisition Corp. Warrants
BHACW
$31K ﹤0.01%
168,689
– –
VIVO
44
VivoPower PLC
VIVO
$131M
$27K ﹤0.01%
1,215
– –
WRLSU
45
DELISTED
Pensare Acquisition Corp. Unit
WRLSU
– –
-397,769
Closed -$4.1M
MMDM
46
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
– –
-546,420
Closed -$5.36M
CVON
47
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
– –
-71,000
Closed -$709K
LCAHU
48
DELISTED
Landcadia Holdings, Inc. Unit
LCAHU
– –
-400,000
Closed -$4.21M
STI.WS.B
49
DELISTED
Suntrust Banks Inc
STI.WS.B
– –
-56,038
Closed -$1.17M
TPGE.U
50
DELISTED
TPG Pace Energy Holdings Corp.
TPGE.U
– –
-150,000
Closed -$1.53M
1
2
3

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AGP
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Castle Creek Arbitrage's Q1 2018 Portfolio in Review

As of Q1 2018, Castle Creek Arbitrage held 88 positions worth $1.37B, up 11% from $1.23B the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Castle Creek Arbitrage withdrew a net $1.1B in Q1 2018, closing 11 positions and reducing 8 holdings. Its most notable exit was Modern Media Acquisition Corp. Common Stock, an estimated $5.36M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.54% of assets, down from 0.77% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Gordon Pointe Acquisition Corp. Unit worth $5.14M.

  • Castle Creek Arbitrage's largest Q1 2018 buy was Gordon Pointe Acquisition Corp. Unit: 500,000 shares worth $5.14M.
  • Castle Creek Arbitrage's biggest Q1 2018 reduction was International Money Express, cutting an estimated $1.46M.
  • Castle Creek Arbitrage fully exited Modern Media Acquisition Corp. Common Stock in Q1 2018, selling an estimated $5.36M.
  • Castle Creek Arbitrage's ten largest holdings make up 85% of its $1.37B portfolio in Q1 2018.
  • Castle Creek Arbitrage opened 18 new positions and closed 11 in Q1 2018.
  • Castle Creek Arbitrage's portfolio value rose 11% quarter-over-quarter to $1.37B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2018, filed 10 May 2018.