CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.1B
AUM Growth
-$129M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
103
New
Increased
Reduced
Closed

Top Buys

1
+$6.36M
2
+$5.93M
3
+$5.09M
4
EACQW
Easterly Acquisition Corp.
EACQW
+$218K
5
GPIAW
GP Investments Acquisition Corp
GPIAW
+$160K

Top Sells

1
+$6.44M
2
+$6.01M
3
+$5.19M
4
NXEO
Nexeo Solutions, Inc. Common Stock
NXEO
+$2.91M
5
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$75.9K

Sector Composition

1 Financials 1.93%
2 Industrials 0.56%
3 Technology 0.46%
4 Energy 0%
5 Consumer Staples 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$247K 0.02%
24,740
27
$243K 0.02%
56,038
-2,400
28
$218K 0.02%
+325,001
29
$211K 0.02%
6,886
30
$160K 0.01%
+262,495
31
$158K 0.01%
845,000
+595,000
32
$134K 0.01%
158,428
33
$123K 0.01%
700,000
34
$99K 0.01%
5,600,000
35
$56K ﹤0.01%
700,000
36
– –
0
37
– –
0
38
– –
0
39
– –
0
40
– –
0
41
– –
0
42
– –
0
43
– –
0
44
– –
0
45
– –
0
46
– –
0
47
– –
0
48
– –
0
49
– –
-290,000
50
– –
-650,000
1
2
3