CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.1B
AUM Growth
-$48.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
121
New
Increased
Reduced
Closed

Top Buys

1
+$40.5M
2
+$15.6M
3
+$14.4M
4
HIG.WS
Hartford Financial Services Grp
HIG.WS
+$5.3M
5
CATYW
Cathay General Bancorp Warrant
CATYW
+$4.54M

Top Sells

1
+$51.4M
2
+$14.7M
3
+$2.67M
4
LIND icon
Lindblad Expeditions
LIND
+$2.58M
5
MWRX
MEDWORTH RX CORP COM STK (DE)
MWRX
+$2.4M

Sector Composition

1 Technology 0.08%
2 Energy 0.06%
3 Financials 0.04%
4 Materials 0.01%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$293K 0.01%
+25,000
27
$286K 0.01%
+4,600
28
$252K 0.01%
+10,179
29
$203K 0.01%
+8,700
30
$186K 0.01%
+10,696
31
$147K 0.01%
71,327
32
$128K 0.01%
+377,070
33
– –
0
34
– –
0
35
– –
0
36
– –
0
37
– –
0
38
– –
-267,210
39
– –
0
40
– –
0
41
– –
0
42
– –
0
43
– –
0
44
– –
0
45
– –
0
46
– –
0
47
– –
0
48
– –
-51,600
49
– –
-1,429,709
50
– –
0
1
2
3