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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VELO
451
DELISTED
Velocity Acquisition Corp. Class A Common Stock
VELO
$194K 0.01%
19,995
– –
SKIL.WS
452
DELISTED
Skillsoft Corp. Warrants, each whole warrant is exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SKIL.WS
$189K 0.01%
100,000
– –
ADEX.WS
453
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$187K 0.01%
278,499
-9,000
-3% -$6.78K
TWNT.WS
454
DELISTED
Tailwind Two Acquisition Corp. Redeemable warrants included as part of the units, each whole warrant
TWNT.WS
$187K 0.01%
236,365
– –
MSDAW
455
DELISTED
MSD Acquisition Corp. Warrant
MSDAW
$186K 0.01%
162,321
– –
BZFDW icon
456
BuzzFeed Inc Warrant
BZFDW
$828K
$182K 0.01%
356,587
-46,754
-12% -$48.5K
EPHYW
457
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
$181K 0.01%
241,738
-1,146
-0.5% -$1.07K
SNRHW
458
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$180K 0.01%
342,223
– –
SDACW
459
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$179K 0.01%
306,619
– –
GSQD
460
DELISTED
G Squared Ascend I Inc.
GSQD
$179K 0.01%
18,151
– –
ELMSW
461
DELISTED
Electric Last Mile Solutions, Inc. Warrant
ELMSW
$179K 0.01%
138,420
-1,000
-0.7% -$1.64K
BSKYU
462
DELISTED
Big Sky Growth Partners, Inc. Unit
BSKYU
$176K 0.01%
17,976
– –
MDH.WS
463
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$175K 0.01%
382,053
– –
EPWR.WS
464
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
$174K 0.01%
349,999
– –
LCAAW
465
DELISTED
L Catterton Asia Acquisition Corp Warrant
LCAAW
$165K 0.01%
209,176
– –
ADTHW
466
DELISTED
AdTheorent Holding Co Warrants
ADTHW
$164K 0.01%
+244,756
New +$165K
IRAAW
467
DELISTED
Iris Acquisition Corp Warrant
IRAAW
$161K 0.01%
193,796
– –
LFLYW
468
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$159K 0.01%
150,000
-70,000
-32% -$92.3K
THCAW
469
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$156K 0.01%
371,460
– –
NMMCW
470
DELISTED
North Mountain Merger Corp. Warrant
NMMCW
$152K 0.01%
194,123
– –
GTACU
471
DELISTED
Global Technology Acquisition Corp. I Unit
GTACU
$151K 0.01%
+15,000
New +$151K
BBLN.WS
472
DELISTED
Babylon Holdings Limited Warrants, each exercisable for one Class A Ordinary Share
BBLN.WS
$148K 0.01%
+213,461
New +$254K
ALTUW
473
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$147K 0.01%
255,046
– –
DRAYW
474
DELISTED
Macondray Capital Acquisition Corp. I Warrant
DRAYW
$147K 0.01%
+260,833
New +$162K
COLIW
475
DELISTED
Colicity Inc. Warrant
COLIW
$146K 0.01%
188,773
– –
17 18
19
20 21

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.