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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.72B
AUM Growth
+$74.2M
Cap. Flow
-$60.6M
Cap. Flow %
-3.53%
Top 10 Hldgs %
26.94%
Holding
651
New
373
Increased
16
Reduced
43
Closed
95

Top Buys

Rank Stock Value
1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$20M
2
CXAI icon
CXApp
CXAI
+$18.9M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

Rank Stock Value
1
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPSR.WS
451
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
$89K 0.01%
124,999
– –
HTPA.WS
452
DELISTED
Highland Transcend Partners I Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HTPA.WS
$88K 0.01%
+74,787
New +$128K
GRNAW
453
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$87K 0.01%
+100,000
New +$104K
BSN.WS
454
DELISTED
Broadstone Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
BSN.WS
$87K 0.01%
130,185
– –
SCPE.WS
455
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$87K 0.01%
47,499
– –
DMYI.WS
456
DELISTED
dMY Technology Group, Inc. III Redeemable warrants, each whole warrant exercisable for one share of
DMYI.WS
$86K 0.01%
+37,500
New +$110K
KRNLW
457
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$84K ﹤0.01%
+112,499
New +$95.6K
LHC.WS
458
DELISTED
Leo Holdings Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
LHC.WS
$84K ﹤0.01%
+112,499
New +$113K
ASAXW
459
DELISTED
Astrea Acquisition Corp. Warrant
ASAXW
$81K ﹤0.01%
+149,999
New +$88.8K
VYGG.WS
460
DELISTED
Vy Global Growth Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
VYGG.WS
$78K ﹤0.01%
39,999
– –
LVOXW
461
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$77K ﹤0.01%
68,504
– –
DLCAW
462
DELISTED
Deep Lake Capital Acquisition Corp. Warrant
DLCAW
$77K ﹤0.01%
+129,074
New +$103K
CPUH.WS
463
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
$76K ﹤0.01%
+62,498
New +$89.2K
SMSI icon
464
Smith Micro Software
SMSI
$13.9M
$75K ﹤0.01%
+339
New +$89.6K
EACPW
465
DELISTED
Edify Acquisition Corp. Warrant
EACPW
$75K ﹤0.01%
+149,999
New +$87.8K
SCOAW
466
DELISTED
ScION Tech Growth I Warrant
SCOAW
$75K ﹤0.01%
+83,332
New +$120K
EQHA.WS
467
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
$75K ﹤0.01%
+149,999
New +$86.8K
PNTM.WS
468
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
$73K ﹤0.01%
+99,999
New +$100K
IPOD.WS
469
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$73K ﹤0.01%
30,000
– –
LACQW
470
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$73K ﹤0.01%
89,881
– –
SNRHW
471
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$71K ﹤0.01%
+100,000
New +$118K
ZWRKW
472
DELISTED
Z-Work Acquisition Corp. Warrant
ZWRKW
$71K ﹤0.01%
+99,999
New +$69.2K
LFTRW
473
DELISTED
Lefteris Acquisition Corp. Warrant
LFTRW
$70K ﹤0.01%
+60,158
New +$124K
HLAHW
474
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Warrant
HLAHW
$69K ﹤0.01%
+99,999
New +$80.1K
KLAQW
475
DELISTED
KL Acquisition Corp Warrant
KLAQW
$65K ﹤0.01%
+99,998
New +$85.5K
17 18
19
20 21

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Castle Creek Arbitrage's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Creek Arbitrage held 651 positions worth $1.72B, up 4.5% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Creek Arbitrage withdrew a net $60.6M in Q1 2021, closing 95 positions and reducing 43 holdings. Its most notable exit was KINS Technology Group Inc. Unit, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Stratim Cloud Acquisition Corp. Unit worth $19.9M.

  • Castle Creek Arbitrage's largest Q1 2021 buy was Stratim Cloud Acquisition Corp. Unit: 1,997,101 shares worth $19.9M.
  • Castle Creek Arbitrage added most to Spire Global in Q1 2021, an estimated $4.92M increase.
  • Castle Creek Arbitrage's biggest Q1 2021 reduction was GeneDx Holdings, cutting an estimated $12.9M.
  • Castle Creek Arbitrage fully exited KINS Technology Group Inc. Unit in Q1 2021, selling an estimated $19.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 27% of its $1.72B portfolio in Q1 2021.
  • Castle Creek Arbitrage opened 373 new positions and closed 95 in Q1 2021.
  • Castle Creek Arbitrage's portfolio value rose 4.5% quarter-over-quarter to $1.72B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2021, filed 17 May 2021.