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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+2.67%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$908M
AUM Growth
-$227M
Cap. Flow
-$454M
Cap. Flow %
-50.01%
Top 10 Hldgs %
33.05%
Holding
625
New
87
Increased
20
Reduced
41
Closed
163

Top Buys

Rank Stock Value
1
HCMA
HCM Acquisition Corp Class A Ordinary Shares
HCMA
+$5.5M
2
ORIA
Orion Biotech Opportunities Corp. Class A Ordinary Share
ORIA
+$5.38M
3
HSPO
Horizon Space Acquisition I Corp
HSPO
+$5.32M
4
NFNT
Infinite Acquisition Corp.
NFNT
+$5.14M
5
VLAT
Valor Latitude Acquisition Corp. Class A Ordinary Shares
VLAT
+$5.12M

Top Sells

Rank Stock Value
1
CCAI
Cascadia Acquisition Corp. Class A Common Stock
CCAI
+$15.2M
2
TLGY
TLGY Acquisition Corporation Class A Ordinary Share
TLGY
+$13.3M
3
FSNB
Fusion Acquisition Corp. II
FSNB
+$11.8M
4
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$10.2M
5
KSI
Kadem Sustainable Impact Corporation Class A common stock
KSI
+$9.53M

Sector Composition

Rank Sector Weight
1 Financials 52.07%
2 Technology 6.74%
3 Industrials 2.48%
4 Healthcare 1.42%
5 Consumer Discretionary 0.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFNSW
426
T3 Defense Inc Warrants
DFNSW
$623K
$2.29K ﹤0.01%
100,944
– –
CSTA.WS
427
DELISTED
Constellation Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CSTA.WS
$2.2K ﹤0.01%
23,333
– –
BLUA.WS
428
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$2.19K ﹤0.01%
58,332
– –
CSLMW
429
DELISTED
CSLM Acquisition Corp. Warrant
CSLMW
$1.95K ﹤0.01%
+60,000
New +$2.21K
OPTXW icon
430
Syntec Optics Holdings Warrant
OPTXW
$15.1M
$1.53K ﹤0.01%
55,784
– –
SRZNW icon
431
Surrozen Inc Warrant
SRZNW
$69.7K
$1.46K ﹤0.01%
18,090
– –
XOSWW
432
Xos Inc Warrants
XOSWW
$17K
$1.39K ﹤0.01%
33,333
– –
ALSAW
433
DELISTED
Alpha Star Acquisition Corp Warrants
ALSAW
$1.38K ﹤0.01%
100,000
– –
CCTSW
434
DELISTED
Cactus Acquisition Corp. 1 Limited Warrant
CCTSW
$1.38K ﹤0.01%
+24,999
New +$1.55K
PEARW
435
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
$1.28K ﹤0.01%
59,486
– –
TIOAW
436
DELISTED
Tio Tech A Warrants
TIOAW
$1.27K ﹤0.01%
303,156
– –
PSFE.WS
437
DELISTED
Paysafe Ltd Warrants
PSFE.WS
$1.22K ﹤0.01%
13,148
– –
SFRWW
438
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$1.04K ﹤0.01%
31,601
– –
OWLT.WS
439
DELISTED
Owlet, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
OWLT.WS
$756 ﹤0.01%
24,066
– –
DPCSW
440
DELISTED
DP Cap Acquisition Corp I Warrants
DPCSW
$740 ﹤0.01%
+25,000
New +$1.33K
CSSEL
441
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Warrant
CSSEL
$713 ﹤0.01%
27,627
– –
BRD.WS
442
DELISTED
Beard Energy Transition Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
BRD.WS
$700 ﹤0.01%
+17,499
New +$1.25K
EMBKW
443
DELISTED
Embark Technology, Inc. Warrants
EMBKW
$445 ﹤0.01%
24,444
– –
SWVLW icon
444
Swvl Holdings Corp Warrant
SWVLW
$139K
$431 ﹤0.01%
20,805
– –
AISP
445
Airship AI Holdings
AISP
$60.3M
– –
-293,558
Closed -$2.96M
ALVOW icon
446
Alvotech Warrant
ALVOW
$45.3M
– –
-12,499
Closed -$13.7K
BFLY.WS
447
DELISTED
Butterfly Network Inc Warrants
BFLY.WS
– –
-14,235
Closed -$3.77K
COCH icon
448
Envoy Medical
COCH
$50.5M
– –
-293,880
Closed -$2.94M
HSPOU
449
DELISTED
Horizon Space Acquisition I Corp Unit
HSPOU
– –
-448,680
Closed -$4.53M
NAMSW icon
450
NewAmsterdam Pharma Warrant
NAMSW
$76.9M
– –
-51,520
Closed -$43K
16 17
18
19 20

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Castle Creek Arbitrage's Q1 2023 Portfolio in Review

As of Q1 2023, Castle Creek Arbitrage held 625 positions worth $908M, down 20% from $1.14B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Castle Creek Arbitrage withdrew a net $454M in Q1 2023, closing 163 positions and reducing 41 holdings. Its most notable exit was Fusion Acquisition Corp. II, an estimated $11.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 52% of assets, down from 53% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in HCM Acquisition Corp Class A Ordinary Shares worth $5.53M.

  • Castle Creek Arbitrage's largest Q1 2023 buy was HCM Acquisition Corp Class A Ordinary Shares: 529,928 shares worth $5.53M.
  • Castle Creek Arbitrage added most to Currenc Group in Q1 2023, an estimated $4.01M increase.
  • Castle Creek Arbitrage's biggest Q1 2023 reduction was Cascadia Acquisition Corp. Class A Common Stock, cutting an estimated $15.2M.
  • Castle Creek Arbitrage fully exited Fusion Acquisition Corp. II in Q1 2023, selling an estimated $11.8M.
  • Castle Creek Arbitrage's ten largest holdings make up 33% of its $908M portfolio in Q1 2023.
  • Castle Creek Arbitrage opened 87 new positions and closed 163 in Q1 2023.
  • Castle Creek Arbitrage's portfolio value fell 20% quarter-over-quarter to $908M.

Based on Castle Creek Arbitrage's 13F filing for Q1 2023, filed 15 May 2023.