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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.81B
AUM Growth
-$24.4M
Cap. Flow
-$409M
Cap. Flow %
-22.65%
Top 10 Hldgs %
22.27%
Holding
761
New
86
Increased
19
Reduced
13
Closed
71

Top Buys

Rank Stock Value
1
BHAC
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
+$19.6M
2
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$18.8M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$12.7M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$12.3M
5
AEAE
AltEnergy Acquisition Corp
AEAE
+$11.2M

Top Sells

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.5M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$20M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.6M
4
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M
5
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$16.4M

Sector Composition

Rank Sector Weight
1 Financials 46.86%
2 Technology 3.05%
3 Healthcare 2.26%
4 Consumer Staples 1.08%
5 Industrials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADERW
426
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
$47K ﹤0.01%
174,999
– –
ALLG.WS
427
DELISTED
Allego N.V. Warrants
ALLG.WS
$46K ﹤0.01%
98,771
– –
SKYAW
428
DELISTED
Skydeck Acquisition Corp. Warrants
SKYAW
$46K ﹤0.01%
444,785
– –
ACHR.WS icon
429
Archer Aviation Redeemable Warrants
ACHR.WS
$15M
$43K ﹤0.01%
81,224
-14,011
-15% -$9.27K
TMPOW
430
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
$43K ﹤0.01%
442,567
– –
AGAC.WS
431
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
$43K ﹤0.01%
1,117,017
– –
LEV.WS
432
DELISTED
The Lion Electric Company Redeemable Warrants, each whole warrant entitles the holder to purchase one Common Share at a price of $11.50 per share
LEV.WS
$42K ﹤0.01%
52,561
– –
NUVB.WS
433
DELISTED
Nuvation Bio Inc Warrants
NUVB.WS
$41K ﹤0.01%
215,426
– –
SCAQW
434
DELISTED
Stratim Cloud Acquisition Corp. Warrant
SCAQW
$41K ﹤0.01%
581,989
– –
VWEWW
435
DELISTED
Vintage Wine Estates, Inc. Warrants
VWEWW
$40K ﹤0.01%
100,000
– –
FLACW
436
DELISTED
Frazier Lifesciences Acquisition Corporation Warrant
FLACW
$39K ﹤0.01%
51,520
– –
SGIIW
437
DELISTED
Seaport Global Acquisition II Corp. Warrants
SGIIW
$38K ﹤0.01%
+250,000
New +$36K
CXAC.WS
438
DELISTED
C5 Acquisition Corporation Public warrants, each whole public warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
CXAC.WS
$38K ﹤0.01%
+344,417
New +$57.9K
BROGW
439
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$37K ﹤0.01%
149,850
– –
ADTHW
440
DELISTED
AdTheorent Holding Co Warrants
ADTHW
$37K ﹤0.01%
214,076
– –
ZINGW
441
DELISTED
FTAC Zeus Acquisition Corp. Warrant
ZINGW
$37K ﹤0.01%
+456,349
New +$65.5K
SBIGW
442
DELISTED
SpringBig Holdings, Inc. Warrant
SBIGW
$36K ﹤0.01%
425,730
– –
QSIAW
443
DELISTED
Quantum-Si Inc Warrant
QSIAW
$35K ﹤0.01%
66,666
– –
MIMO.WS
444
DELISTED
Airspan Networks Holdings Inc Warrants
MIMO.WS
$35K ﹤0.01%
200,000
– –
FZT.WS
445
DELISTED
FAST Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FZT.WS
$33K ﹤0.01%
69,199
– –
BKSY.WS icon
446
BlackSky Technology Inc Warrants
BKSY.WS
$552K
$31K ﹤0.01%
166,030
– –
FATH.WS
447
DELISTED
Fathom Digital Manufacturing Corporation Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50 per share
FATH.WS
$31K ﹤0.01%
149,136
– –
LUXAW
448
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$31K ﹤0.01%
232,325
– –
BBLN
449
DELISTED
Babylon Holdings Limited
BBLN
$30K ﹤0.01%
2,519
– –
USCTW
450
DELISTED
Roth CH Acquisition Co. Warrant
USCTW
$29K ﹤0.01%
+449,073
New +$37.3K
16 17
18
19 20

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Castle Creek Arbitrage's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Creek Arbitrage held 761 positions worth $1.81B, down 1.3% from $1.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Creek Arbitrage withdrew a net $409M in Q3 2022, closing 71 positions and reducing 13 holdings. Its most notable exit was Riverview Acquisition Corp. Class A Common Stock, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Focus Impact BH3 Acquisition Company Class A Common Stock worth $19.7M.

  • Castle Creek Arbitrage's largest Q3 2022 buy was Focus Impact BH3 Acquisition Company Class A Common Stock: 1,980,000 shares worth $19.7M.
  • Castle Creek Arbitrage added most to Austerlitz Acquisition Corporation II in Q3 2022, an estimated $8.32M increase.
  • Castle Creek Arbitrage's biggest Q3 2022 reduction was Qiagen, cutting an estimated $908K.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.5M.
  • Castle Creek Arbitrage's ten largest holdings make up 22% of its $1.81B portfolio in Q3 2022.
  • Castle Creek Arbitrage opened 86 new positions and closed 71 in Q3 2022.
  • Castle Creek Arbitrage's portfolio value fell 1.3% quarter-over-quarter to $1.81B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.