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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSICW
426
DELISTED
Kadem Sustainable Impact Corporation Warrant
KSICW
$254K 0.01%
475,000
– –
EDNCW
427
DELISTED
Endurance Acquisition Corp. Warrant
EDNCW
$252K 0.01%
+490,000
New +$265K
GSAQW
428
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
$250K 0.01%
499,999
– –
VLD.WS
429
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$249K 0.01%
151,192
+51,192
+51% +$110K
TCVA
430
DELISTED
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$246K 0.01%
25,000
– –
AGILW
431
DELISTED
AgileThought Inc Warrant
AGILW
$245K 0.01%
380,000
– –
HHLA.WS
432
DELISTED
HH&L Acquisition Co. Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HHLA.WS
$238K 0.01%
456,794
– –
SWETW
433
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$236K 0.01%
399,999
– –
PPGHW
434
DELISTED
Poema Global Holdings Corp. Warrant
PPGHW
$236K 0.01%
164,751
– –
PUCKW
435
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$232K 0.01%
425,000
– –
TCACW
436
DELISTED
Tuatara Capital Acquisition Corporation Warrant
TCACW
$224K 0.01%
425,730
– –
ISPOW
437
DELISTED
Inspirato Inc Warrant
ISPOW
$216K 0.01%
223,550
– –
SPAQ.WS
438
DELISTED
Spartan Acquisition Corp. III Warrants, exercisable for one share of Class A Common Stock
SPAQ.WS
$215K 0.01%
150,747
– –
CANO.WS
439
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$213K 0.01%
89,845
– –
CTAQW
440
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
$207K 0.01%
300,000
– –
MOTV.WS
441
DELISTED
Motive Capital Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an ex
MOTV.WS
$204K 0.01%
200,000
– –
JWSM.WS
442
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$202K 0.01%
196,549
– –
SPIR.WS
443
DELISTED
Spire Global, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per whole share
SPIR.WS
$199K 0.01%
455,911
– –
BNZIW icon
444
Banzai International Warrant
BNZIW
$144K
$198K 0.01%
325,000
– –
AEACW
445
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
$198K 0.01%
368,749
– –
GTPA
446
DELISTED
Gores Technology Partners, Inc. Class A Common Stock
GTPA
$197K 0.01%
20,000
– –
LUXAW
447
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$197K 0.01%
232,325
– –
SHPWW
448
DELISTED
Shapeways Holdings, Inc. Warrants
SHPWW
$195K 0.01%
417,086
– –
TMAC
449
DELISTED
The Music Acquisition Corporation
TMAC
$195K 0.01%
19,998
– –
BFLY.WS
450
DELISTED
Butterfly Network Inc Warrants
BFLY.WS
$194K 0.01%
154,235
– –
16 17
18
19 20

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.