We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.72B
AUM Growth
+$74.2M
Cap. Flow
-$60.6M
Cap. Flow %
-3.53%
Top 10 Hldgs %
26.94%
Holding
651
New
373
Increased
16
Reduced
43
Closed
95

Top Buys

Rank Stock Value
1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$20M
2
CXAI icon
CXApp
CXAI
+$18.9M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

Rank Stock Value
1
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFIVW
426
DELISTED
CF Acquisition Corp. IV Warrant
CFIVW
$117K 0.01%
+133,332
New +$168K
HIMS.WS
427
DELISTED
Hims & Hers Health, Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an
HIMS.WS
$117K 0.01%
+27,186
New +$178K
DEH.WS
428
DELISTED
D8 Holdings Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exer
DEH.WS
$115K 0.01%
100,000
– –
BROGW
429
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$113K 0.01%
149,850
– –
ACKIW
430
DELISTED
Ackrell SPAC Partners I Co Warrants
ACKIW
$113K 0.01%
+229,130
New +$209K
LSEAW
431
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$109K 0.01%
425,731
– –
CLRMW
432
DELISTED
Clarim Acquisition Corp. Warrant
CLRMW
$107K 0.01%
+181,472
New +$125K
COOLW
433
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$105K 0.01%
+111,342
New +$141K
PMVC.WS
434
DELISTED
PMV Consumer Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PMVC.WS
$103K 0.01%
137,500
– –
NESRW
435
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$102K 0.01%
47,519
– –
SVFA
436
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$102K 0.01%
+10,000
New +$118K
MONCW
437
DELISTED
Monument Circle Acquisition Corp. Warrant
MONCW
$102K 0.01%
+204,830
New +$122K
CCVI.U
438
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
$101K 0.01%
+10,000
New +$108K
DGNU
439
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$101K 0.01%
+10,000
New +$101K
CLAS.WS
440
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$101K 0.01%
+163,693
New +$141K
EDTXW
441
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
$101K 0.01%
+225,000
New +$190K
NSTB
442
DELISTED
Northern Star Investment Corp. II
NSTB
$100K 0.01%
+10,000
New +$103K
LOTZW
443
DELISTED
CarLotz, Inc. Warrant
LOTZW
$100K 0.01%
60,999
-211,402
-78% -$520K
RTPYU
444
DELISTED
Reinvent Technology Partners Y Unit
RTPYU
$100K 0.01%
+10,000
New +$101K
MLAC
445
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$99K 0.01%
10,084
– –
LDTCW
446
DELISTED
LeddarTech Holdings Inc. Warrants
LDTCW
$98K 0.01%
+99,998
New +$129K
CLIM
447
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$97K 0.01%
+10,000
New +$98.8K
IGACW
448
DELISTED
IG Acquisition Corp. Warrant
IGACW
$96K 0.01%
100,000
– –
GIX.RT
449
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$93K 0.01%
296,500
– –
PPGHW
450
DELISTED
Poema Global Holdings Corp. Warrant
PPGHW
$91K 0.01%
+164,751
New +$136K
16 17
18
19 20

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Creek Arbitrage held 651 positions worth $1.72B, up 4.5% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Creek Arbitrage withdrew a net $60.6M in Q1 2021, closing 95 positions and reducing 43 holdings. Its most notable exit was KINS Technology Group Inc. Unit, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Stratim Cloud Acquisition Corp. Unit worth $19.9M.

  • Castle Creek Arbitrage's largest Q1 2021 buy was Stratim Cloud Acquisition Corp. Unit: 1,997,101 shares worth $19.9M.
  • Castle Creek Arbitrage added most to Spire Global in Q1 2021, an estimated $4.92M increase.
  • Castle Creek Arbitrage's biggest Q1 2021 reduction was GeneDx Holdings, cutting an estimated $12.9M.
  • Castle Creek Arbitrage fully exited KINS Technology Group Inc. Unit in Q1 2021, selling an estimated $19.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 27% of its $1.72B portfolio in Q1 2021.
  • Castle Creek Arbitrage opened 373 new positions and closed 95 in Q1 2021.
  • Castle Creek Arbitrage's portfolio value rose 4.5% quarter-over-quarter to $1.72B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2021, filed 17 May 2021.