CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$806M
AUM Growth
-$102M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
488
New
Increased
Reduced
Closed

Top Buys

1
+$8.55M
2
+$8.07M
3
+$7.31M
4
BFAC
Battery Future Acquisition Corp.
BFAC
+$7.28M
5
IVCA
Investcorp India Acquisition Corp
IVCA
+$5.97M

Top Sells

1
+$12.1M
2
+$11.5M
3
+$9.94M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$8.61M
5
GCTS
GCT Semiconductor Holding
GCTS
+$8.14M

Sector Composition

1 Financials 46.21%
2 Technology 6%
3 Industrials 3.5%
4 Materials 0.86%
5 Energy 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASBP
401
Aspire Biopharma
ASBP
$1.01M
– –
-8,000
LITT
402
DELISTED
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
– –
-349,998
AAC.WS
403
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
– –
-25,000
TRAQ.WS
404
DELISTED
Trine II Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
TRAQ.WS
– –
-550,000
AEON icon
405
AEON Biopharma
AEON
$26.6M
– –
-1,470
ATMVR
406
DELISTED
AlphaVest Acquisition Corp Right
ATMVR
– –
-224,977
BNZI icon
407
Banzai International
BNZI
$9.36M
– –
-900
NESRW
408
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
– –
-47,519
PNST
409
DELISTED
Pinstripes Holdings, Inc.
PNST
– –
-600,300
CSLMR
410
DELISTED
CSLM Acquisition Corp. Right
CSLMR
– –
-120,000
WEL
411
DELISTED
Integrated Wellness Acquisition Corp
WEL
– –
-199,998
QOMO
412
DELISTED
Qomolangma Acquisition Corp. Common Stock
QOMO
– –
-180,000
TMTCU
413
DELISTED
TMT Acquisition Corp Unit
TMTCU
– –
-60,000
DPCS
414
DELISTED
DP Cap Acquisition Corp I Class A Ordinary Shares
DPCS
– –
-50,000
FRLA
415
DELISTED
Fortune Rise Acquisition Corporation Class A Common Stock
FRLA
– –
-99,900
CCTS
416
DELISTED
Cactus Acquisition Corp. 1 Limited Class A Ordinary Share
CCTS
– –
-49,998
GTAC
417
DELISTED
Global Technology Acquisition Corp. I Class A Ordinary Shares
GTAC
– –
-474,464
LGVC
418
DELISTED
LAMF Global Ventures Corp. I Class A Ordinary Shares
LGVC
– –
-400,000
LIBY
419
DELISTED
Liberty Resources Acquisition Corp. Class A Common Stock
LIBY
– –
-71,434
HHLA
420
DELISTED
HH&L Acquisition Co.
HHLA
– –
-417,889
PTHRU
421
DELISTED
Pono Capital Three, Inc. Unit
PTHRU
– –
-225,000
FRXB.WS
422
DELISTED
Forest Road Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FRXB.WS
– –
-20,000
BRD
423
DELISTED
Beard Energy Transition Acquisition Corp.
BRD
– –
-156,099
JUN
424
DELISTED
Juniper II Corp.
JUN
– –
-375,198
FMIVW
425
DELISTED
Forum Merger IV Corporation Warrant
FMIVW
– –
-20,424
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17
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