CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$806M
AUM Growth
-$102M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
488
New
Increased
Reduced
Closed

Top Buys

1
+$8.64M
2
+$8.04M
3
+$7.39M
4
BFAC
Battery Future Acquisition Corp.
BFAC
+$7.33M
5
IVCA
Investcorp India Acquisition Corp
IVCA
+$6.02M

Top Sells

1
+$12.1M
2
+$11.5M
3
+$10.1M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$8.67M
5
GCTS
GCT Semiconductor Holding
GCTS
+$8.14M

Sector Composition

1 Financials 46.21%
2 Technology 6%
3 Industrials 3.5%
4 Materials 0.86%
5 Energy 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCTS
401
GCT Semiconductor Holding
GCTS
$60.5M
– –
-785,000
VEEA
402
Veea Inc
VEEA
$26.3M
– –
-227,232
NESRW
403
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
– –
-47,519
PNST
404
DELISTED
Pinstripes Holdings, Inc.
PNST
– –
-600,300
CSLMR
405
DELISTED
CSLM Acquisition Corp. Right
CSLMR
– –
-120,000
TMTCU
406
DELISTED
TMT Acquisition Corp Unit
TMTCU
– –
-60,000
DPCS
407
DELISTED
DP Cap Acquisition Corp I Class A Ordinary Shares
DPCS
– –
-50,000
FRLA
408
DELISTED
Fortune Rise Acquisition Corporation Class A Common Stock
FRLA
– –
-99,900
CCTS
409
DELISTED
Cactus Acquisition Corp. 1 Limited Class A Ordinary Share
CCTS
– –
-49,998
GTAC
410
DELISTED
Global Technology Acquisition Corp. I Class A Ordinary Shares
GTAC
– –
-474,464
LGVC
411
DELISTED
LAMF Global Ventures Corp. I Class A Ordinary Shares
LGVC
– –
-400,000
LIBY
412
DELISTED
Liberty Resources Acquisition Corp. Class A Common Stock
LIBY
– –
-71,434
HHLA
413
DELISTED
HH&L Acquisition Co.
HHLA
– –
-417,889
PTHRU
414
DELISTED
Pono Capital Three, Inc. Unit
PTHRU
– –
-225,000
FRXB.WS
415
DELISTED
Forest Road Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FRXB.WS
– –
-20,000
BRD
416
DELISTED
Beard Energy Transition Acquisition Corp.
BRD
– –
-156,099
CORS.WS
417
DELISTED
Corsair Partnering Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CORS.WS
$0 ﹤0.01%
14,114
-12,618
DNAD
418
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
– –
-410,062
JUGG
419
DELISTED
Jaws Juggernaut Acquisition Corporation Class A Ordinary Share
JUGG
– –
-250,569
ROCAR
420
DELISTED
ROC Energy Acquisition Corp. Rights
ROCAR
– –
-20,000
HCNE
421
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
– –
-216,708
TOAC
422
DELISTED
Talon 1 Acquisition Corp. Class A Ordinary Shares
TOAC
– –
-520,000
OWLT.WS
423
DELISTED
Owlet, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
OWLT.WS
– –
-24,066
TOACW
424
DELISTED
Talon 1 Acquisition Corp. Warrant
TOACW
– –
-337,745
LITTW
425
DELISTED
Logistics Innovation Technologies Corp. Warrant
LITTW
– –
-116,666
15 16
17
18 19