CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$806M
AUM Growth
-$102M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
488
New
Increased
Reduced
Closed

Top Buys

1
+$8.55M
2
+$8.07M
3
+$7.31M
4
BFAC
Battery Future Acquisition Corp.
BFAC
+$7.28M
5
IVCA
Investcorp India Acquisition Corp
IVCA
+$5.97M

Top Sells

1
+$12.1M
2
+$11.5M
3
+$9.94M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$8.61M
5
GCTS
GCT Semiconductor Holding
GCTS
+$8.14M

Sector Composition

1 Financials 46.21%
2 Technology 6%
3 Industrials 3.5%
4 Materials 0.86%
5 Energy 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGVC
401
DELISTED
LAMF Global Ventures Corp. I Class A Ordinary Shares
LGVC
– –
-400,000
LIBY
402
DELISTED
Liberty Resources Acquisition Corp. Class A Common Stock
LIBY
– –
-71,434
HHLA
403
DELISTED
HH&L Acquisition Co.
HHLA
– –
-417,889
PTHRU
404
DELISTED
Pono Capital Three, Inc. Unit
PTHRU
– –
-225,000
FRXB.WS
405
DELISTED
Forest Road Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FRXB.WS
– –
-20,000
BRD
406
DELISTED
Beard Energy Transition Acquisition Corp.
BRD
– –
-156,099
JUN
407
DELISTED
Juniper II Corp.
JUN
– –
-375,198
FMIVW
408
DELISTED
Forum Merger IV Corporation Warrant
FMIVW
– –
-20,424
CREC
409
DELISTED
Crescera Capital Acquisition Corp Class A Ordinary Shares
CREC
– –
-20,000
CORS.WS
410
DELISTED
Corsair Partnering Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CORS.WS
$0 ﹤0.01%
14,114
-12,618
GOGN
411
DELISTED
GoGreen Investments Corporation
GOGN
– –
-269,000
DNAD
412
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
– –
-410,062
DNAB
413
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
– –
-305,025
UP.WS
414
DELISTED
Wheels Up Experience Inc. Redeemable Warrants, each warrant exercisable for 1/10th of a share of Common Stock at an exercise price of $115.00 per whole share of Common Stock
UP.WS
– –
-680,800
JUGGW
415
DELISTED
Jaws Juggernaut Acquisition Corporation Warrant
JUGGW
– –
-24,999
TOACW
416
DELISTED
Talon 1 Acquisition Corp. Warrant
TOACW
– –
-337,745
LITTW
417
DELISTED
Logistics Innovation Technologies Corp. Warrant
LITTW
– –
-116,666
RJAC
418
DELISTED
Jackson Acquisition Company
RJAC
– –
-405,004
SNRHW
419
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
– –
-342,223
MTVC
420
DELISTED
Motive Capital Corp II
MTVC
– –
-199,995
BPAC
421
DELISTED
Bullpen Parlay Acquisition Company Class A Ordinary Share
BPAC
– –
-402,464
SPCMW
422
DELISTED
Sound Point Acquisition Corp I, Ltd Warrant
SPCMW
– –
-250,000
SPCM
423
DELISTED
Sound Point Acquisition Corp I, Ltd Class A Ordinary Share
SPCM
– –
-585,550
STET.WS
424
DELISTED
ST Energy Transition I Ltd. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50, included as part of the SAIL securities
STET.WS
– –
-155,390
PNTM.WS
425
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
– –
-132,770
15 16
17
18 19